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American Arbitration Association - International Arbitration Rules
As Amended and Effective September 1, 2000

Article 1

I. Commencing the Arbitration

Notice of Arbitration and Statement of Claim

Article 2

Statement of Defense and Counterclaim

Article 3

Amendments to Claims

Article 4

II. The Tribunal

Number of Arbitrators

Article 5

Appointment of Arbitrators

Article 6

Impartiality and Independence of Arbitrators

Article 7

Challenge of Arbitrators

Article 8

Article 9

Replacement of an Arbitrator

Article 10

Article 11

III. General Conditions

Representation

Article 12

Place of Arbitration

Article 13

Language

Article 14

Pleas as to Jurisdiction

Article 15

Conduct of the Arbitration

Article 16

Further Written Statements

Article 17

Notices

Article 18

Evidence

Article 19

Hearings

Article 20

Interim Measures of Protection

Article 21

Experts

Article 22

Default

Article 23

Closure of Hearing

Article 24

Waiver of Rules

Article 25

Awards, Decisions and Rulings

Article 26

Form and Effect of the Award

Article 27

Applicable Laws and Remedies

Article 28

Settlement or Other Reasons for Termination

Article 29

Interpretation or Correction of the Award

Article 30

Costs

Article 31

Compensation of Arbitrators

Article 32

Deposit of Costs

Article 33

Confidentiality

Article 34

Exclusion of Liability

Article 35

Interpretation of Rules

Article 36

ADMINISTRATIVE FEES

Administrative Fees

Fees
Suspension for Nonpayment
Hearing Room Rental

Metadata

SiSU Metadata, document information

Manifest

SiSU Manifest, alternative outputs etc.

American Arbitration Association - International Arbitration Rules, 2000

copy @ Lex Mercatoria

American Arbitration Association - International Arbitration Rules
As Amended and Effective September 1, 2000

ADMINISTRATIVE FEES

Administrative Fees

The administrative fees of the AAA are based on the amount of the claim or counterclaim. Arbitrator compensation is not included in this schedule. Unless the parties agree otherwise, arbitrator compensation and administrative fees are subject to allocation by the arbitrator in the award.

Fees

A nonrefundable initial filing fee is payable in full by a filing party when a claim, counterclaim or additional claim is filed.

A case service fee will be incurred for all cases that proceed to their first hearing. This fee will be payable in advance at the time that the first hearing is scheduled. This fee will be refunded at the conclusion of the case if no hearings have occurred.

However, if the Association is not notified at least 24 hours before the time of the scheduled hearing, the case service fee will remain due and will not be refunded.

These fees will be billed in accordance with the following schedule:

Amount of ClaimInitial Filing FeeCase Service Fee
Above $0 to $10,000$500N/A
Above $10,000 to $75,000$750N/A
Above $75,000 to $150,000$1,250$750
Above $150,000 to $300,000$2,750$1,000
Above $300,000 to $500,000$4,250$1,250
Above $500,000 to $1,000,000$6,000$2,000
Above $1,000,000 to $7,000,000$8,500$2,500
Above $7,000,000 to $10,000,000$13,000$3,000
Above $10,000,000**
No Amount Stated$3,250$750

*Contact your local AAA office for fees for claims in excess of $10 million.

** This fee is applicable when no amount can be stated at the time of filing, or when a claim or counterclaim is not for a monetary amount. The fees are subject to increase or decrease when the claim or counterclaim is disclosed.

The minimum fees for any case having three or more arbitrators are $2,750 for the filing fee, plus a $1,000 case service fee.

Expedited Procedures are applied in any case where no disclosed claim or counterclaim exceeds $75,000, exclusive of interest and arbitration costs.

Suspension for Nonpayment

If arbitrator compensation or administrative charges have not been paid in full, the administrator may so inform the parties in order that one of them may advance the required payment. If such payments are not made, the tribunal may order the suspension or termination of the proceedings. If no arbitrator has yet been appointed, the AAA may suspend the proceedings.

Hearing Room Rental

The fees described above do not cover the rental of hearing rooms, which are available on a rental basis. Check with the AAA for availability and rates.

AAA175-8/00


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