THE 1987 MONTREAL PROTOCOL ON SUBSTANCES THAT DEPLETE THE OZONE LAYER AS
ADJUSTED AND AMENDED BY THE SECOND MEETING OF THE PARTIES (1997)
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(London, 27-29 June 1990) and by the fourth Meeting of the Parties
(Copenhagen, 23-25 November 1992) and further adjusted by the seventh Meeting
of the Parties
(Vienna, 5-7 December 1995) and further adjusted and amended by the ninth
Meeting of the Parties
(Montreal, 15û17 September 1997)
PREAMBLE
--------
The Parties to this Protocol,
Being Parties to the Vienna Convention for the Protection of the Ozone Layer,
Mindful of their obligation under that Convention to take appropriate measures
to protect human health and the environment against adverse effects resulting
or likely to result from human activities which modify or are likely to modify
the ozone layer,
Recognizing that world-wide emissions of certain substances can significantly
deplete and otherwise modify the ozone layer in a manner that is likely to
result in adverse effects on human health and the environment,
Conscious of the potential climatic effects of emissions of these substances,
Aware that measures taken to protect the ozone layer from depletion should be
based on relevant scientific knowledge, taking into account technical and
economic considerations,
Determined to protect the ozone layer by taking precautionary measures to
control equitably total global emissions of substances that deplete it, with
the ultimate objective of their elimination on the basis of developments in
scientific knowledge, taking into account technical and economic considerations
and bearing in mind the developmental needs of developing countries,
Acknowledging that special provision is required to meet the needs of
developing countries, including the provision of additional financial resources
and access to relevant technologies, bearing in mind that the magnitude of
funds necessary is predictable, and the funds can be expected to make a
substantial difference in the world's ability to address the scientifically
established problem of ozone depletion and its harmful effects,
Noting the precautionary measures for controlling emissions of certain
chlorofluorocarbons that have already been taken at national and regional
levels,
Considering the importance of promoting international co-operation in the
research, development and transfer of alternative technologies relating to the
control and reduction of emissions of substances that deplete the ozone layer,
bearing in mind in particular the needs of developing countries,
HAVE AGREED AS FOLLOWS:
ARTICLE 1 - DEFINITIONS
-----------------------
For the purposes of this Protocol:
1. "Convention" means the Vienna Convention for the Protection of the Ozone
Layer, adopted on 22 March 1985.
2. "Parties" means, unless the text otherwise indicates, Parties to this
Protocol.
3. "Secretariat" means the Secretariat of the Convention.
4. "Controlled substance" means a substance in Annex A, Annex B, Annex C or
Annex E to this Protocol, whether existing alone or in a mixture. It includes
the isomers of any such substance, except as specified in the relevant Annex,
but excludes any controlled substance or mixture which is in a manufactured
product other than a container used for the transportation or storage of that
substance.
5. "Production" means the amount of controlled substances produced, minus the
amount destroyed by technologies to be approved by the Parties and minus the
amount entirely used as feedstock in the manufacture of other chemicals. The
amount recycled and reused is not to be considered as "production".
6. "Consumption" means production plus imports minus exports of controlled
substances.
7. "Calculated levels" of production, imports, exports and consumption means
levels determined in accordance with Article 3.
8. "Industrial rationalization" means the transfer of all or a portion of the
calculated level of production of one Party to another, for the purpose of
achieving economic efficiencies or responding to anticipated shortfalls in
supply as a result of plant closures.
ARTICLE 2 - CONTROL MEASURES
----------------------------
1. Incorporated in Article 2A.
2. Replaced by Article 2B.
3. Replaced by Article 2A.
4. Replaced by Article 2A.
5. Any Party may, for one or more control periods, transfer to another Party
any portion of its calculated level of production set out in Articles 2A to 2E,
and Article 2H, provided that the total combined calculated levels of
production of the Parties concerned for any group of controlled substances do
not exceed the production limits set out in those Articles for that group. Such
transfer of production shall be notified to the Secretariat by each of the
Parties concerned, stating the terms of such transfer and the period for which
it is to apply.
5 bis. Any Party not operating under paragraph 1 of Article 5 may, for one or
more control periods, transfer to another such Party any portion of its
calculated level of consumption set out in Article 2F, provided that the
calculated level of consumption of controlled substances in Group I of Annex A
of the Party transferring the portion of its calculated level of consumption
did not exceed 0.25 kilograms per capita in 1989 and that the total combined
calculated levels of consumption of the Parties concerned do not exceed the
consumption limits set out in Article 2F. Such transfer of consumption shall be
notified to the Secretariat by each of the Parties concerned, stating the terms
of such transfer and the period for which it is to apply.
6. Any Party not operating under Article 5, that has facilities for the
production of Annex A or Annex B controlled substances under construction, or
contracted for, prior to 16 September 1987, and provided for in national
legislation prior to 1 January 1987, may add the production from such
facilities to its 1986 production of such substances for the purposes of
determining its calculated level of production for 1986, provided that such
facilities are completed by 31 December 1990 and that such production does not
raise that Party's annual calculated level of consumption of the controlled
substances above 0.5 kilograms per capita.
7. Any transfer of production pursuant to paragraph 5 or any addition of
production pursuant to paragraph 6 shall be notified to the Secretariat, no
later than the time of the transfer or addition.
8. (a) Any Parties which are Member States of a regional economic integration
organization as defined in Article 1 (6) of the Convention may agree that they
shall jointly fulfil their obligations respecting consumption under this
Article and Articles 2A to 2H provided that their total combined calculated
level of consumption does not exceed the levels required by this Article and
Articles 2A to 2H.
(b) The Parties to any such agreement shall inform the Secretariat of the terms
of the agreement before the date of the reduction in consumption with which the
agreement is concerned.
(c) Such agreement will become operative only if all Member States of the
regional economic integration organization and the organization concerned are
Parties to the Protocol and have notified the Secretariat of their manner of
implementation.
9. (a) Based on the assessments made pursuant to Article 6, the Parties may
decide whether:
(i) Adjustments to the ozone depleting potentials specified in Annex A, Annex
B, Annex C and/or Annex E should be made and, if so, what the adjustments
should be; and
(ii) Further adjustments and reductions of production or consumption of the
controlled substances should be undertaken and, if so, what the scope, amount
and timing of any such adjustments and reductions should be;
(b) Proposals for such adjustments shall be communicated to the Parties by the
Secretariat at least six months before the meeting of the Parties at which they
are proposed for adoption;
(c) In taking such decisions, the Parties shall make every effort to reach
agreement by consensus. If all efforts at consensus have been exhausted, and no
agreement reached, such decisions shall, as a last resort, be adopted by a
two-thirds majority vote of the Parties present and voting representing a
majority of the Parties operating under Paragraph 1 of Article 5 present and
voting and a majority of the Parties not so operating present and voting;
(d) The decisions, which shall be binding on all Parties, shall forthwith be
communicated to the Parties by the Depositary. Unless otherwise provided in the
decisions, they shall enter into force on the expiry of six months from the
date of the circulation of the communication by the Depositary.
10. Based on the assessments made pursuant to Article 6 of this Protocol and in
accordance with the procedure set out in Article 9 of the Convention, the
Parties may decide:
(a) whether any substances, and if so which, should be added to or removed from
any annex to this Protocol, and
(b) the mechanism, scope and timing of the control measures that should apply
to those substances;
11. Notwithstanding the provisions contained in this Article and Articles 2A to
2H
Parties may take more stringent measures than those required by this Article
and Articles 2A to 2H.
INTRODUCTION TO THE ADJUSTMENTS
...............................
The Second, Fourth, Seventh and Ninth Meetings of the Parties to the Montreal
Protocol on Substances that Deplete the Ozone Layer decided, on the basis of
assessments made pursuant to Article 6 of the Protocol, to adopt adjustments
and reductions of production and consumption of the controlled substances in
Annexes A, B, C and E to the Protocol as follows (the text here shows the
cumulative effect of all the adjustments):
ARTICLE 2A - CFCS
-----------------
1. Each Party shall ensure that for the twelve-month period commencing on the
first day of the seventh month following the date of entry into force of this
Protocol, and in each twelve-month period thereafter, its calculated level of
consumption of the controlled substances in Group I of Annex A does not exceed
its calculated level of consumption in 1986. By the end of the same period,
each Party producing one or more of these sub-stances shall ensure that its
calculated level of production of the substances does not exceed its calculated
level of production in 1986, except that such level may have increased by no
more than ten per cent based on the 1986 level. Such increase shall be
permitted only so as to satisfy the basic domestic needs of the Parties
operating under Article 5 and for the purposes of industrial rationalization
between Parties.
2. Each Party shall ensure that for the period from 1 July 1991 to 31 December
1992 its calculated levels of consumption and production of the controlled
substances in Group I of Annex A do not exceed 150 per cent of its calculated
levels of production and consumption of those substances in 1986; with effect
from 1 January 1993, the twelve-month control period for these controlled
substances shall run from 1 January to 31 December each year.
3. Each Party shall ensure that for the twelve-month period commencing on 1
January 1994, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex A does not
exceed, annually, twenty-five per cent of its calculated level of consumption
in 1986. Each Party producing one or more of these substances shall, for the
same periods, ensure that its calculated level of production of the substances
does not exceed, annually, twenty-five per cent of its calculated level of
production in 1986. However, in order to satisfy the basic domestic needs of
the.Parties operating under paragraph 1 of Article 5, its calculated level of
production may exceed that limit by up to ten per cent of its calculated level
of production in 1986.
4. Each Party shall ensure that for the twelve-month period commencing on 1
January 1996, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex A does not
exceed zero. Each Party producing one or more of these substances shall, for
the same periods, ensure that its calculated level of production of the
substances does not exceed zero. However, in order to satisfy the basic
domestic needs of the Parties operating under paragraph 1 of Article 5, its
calculated level of production may exceed that limit by up to fifteen per cent
of its calculated level of production in 1986. This paragraph will apply save
to the extent that the Parties decide to permit the level of production or
consumption that is necessary to satisfy uses agreed by them to be essential.
ARTICLE 2B - HALONS
-------------------
1. Each Party shall ensure that for the twelve-month period commencing on 1
January 1992, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group II of Annex A does not
exceed, annually, its calculated level of consumption in 1986. Each Party
producing one or more of these substances shall, for the same periods, ensure
that its calculated level of production of the substances does not exceed,
annually, its calculated level of production in 1986. However, in order to
satisfy the basic domestic needs of the Parties operating under paragraph 1 of
Article 5, its calculated level of production may exceed that limit by up to
ten per cent of its calculated level of production in 1986.
2. Each Party shall ensure that for the twelve-month period commencing on 1
January 1994, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group II of Annex A does not
exceed zero. Each Party producing one or more of these substances shall, for
the same periods, ensure that its calculated level of production of the
substances does not exceed zero. However, in order to satisfy the basic
domestic needs of the Parties operating under paragraph 1 of Article 5, its
calculated level of production may exceed that limit by up to fifteen per cent
of its calculated level of production in 1986. This paragraph will apply save
to the extent that the Parties decide to permit the level of production or
consumption that is necessary to satisfy uses agreed by them to be essential.
ARTICLE 2C - OTHER FULLY HALOGENATED CFCS
-----------------------------------------
1. Each Party shall ensure that for the twelve-month period commencing on 1
January 1993, its calculated level of consumption of the controlled substances
in Group I of Annex B does not exceed, annually, eighty per cent of its
calculated level of consumption in 1989. Each Party producing one or more of
these substances shall, for the same period, ensure that its calculated level
of production of the substances does not exceed, annually, eighty per cent of
its calculated level of production in 1989. However, in order to satisfy the
basic domestic needs of the Parties operating under paragraph 1 of Article 5,
its calculated level of production may exceed that limit by up to ten per cent
of its calculated level of production in 1989.
2. Each Party shall ensure that for the twelve-month period commencing on 1
January 1994, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex B does not
exceed, annually, twenty-five per cent of its calculated level of consumption
in 1989. Each Party producing one or more of these substances shall, for the
same periods, ensure that its calculated level of production of the substances
does not exceed, annually, twenty-five per cent of its calculated level of
production in 1989. However, in order to satisfy the basic domestic needs of
the Parties operating under paragraph 1 of Article 5, its calculated level of
production may exceed that limit by up to ten per cent of its calculated level
of production in 1989.
3. Each Party shall ensure that for the twelve-month period commencing on 1
January 1996, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex B does not
exceed zero. Each Party producing one or more of these substances shall, for
the same periods, ensure that its calculated level of production of the
substances does not exceed zero. However, in order to satisfy the basic
domestic needs of the Parties operating under paragraph 1 of Article 5, its
calculated level of production may exceed that limit by up to fifteen per cent
of its calculated level of production in 1989. This paragraph will apply save
to the extent that the Parties decide to permit the level of production or
consumption that is necessary to satisfy uses agreed by them to be essential.
ARTICLE 2D - CARBON TETRACHLORIDE
---------------------------------
1. Each Party shall ensure that for the twelve-month period commencing on 1
January 1995, its calculated level of consumption of the controlled substance
in Group II of Annex B does not exceed, annually, fifteen per cent of its
calculated level of consumption in 1989. Each Party producing the substance
shall, for the same period, ensure that its calculated level of production of
the substance does not exceed, annually, fifteen per cent of its calculated
level of production in 1989. However, in order to satisfy the basic domestic
needs of the Parties operating under paragraph 1 of Article 5, its calculated
level of production may exceed that limit by up to ten per cent of its
calculated level of production in 1989.
2. Each Party shall ensure that for the twelve-month period commencing on 1
January 1996, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substance in Group II of Annex B does not
exceed zero. Each Party producing the substance shall, for the same periods,
ensure that its calculated level of production of the substance does not exceed
zero. However, in order to satisfy the basic domestic needs of the Parties
operating under paragraph 1 of Article 5, its calculated level of production
may exceed that limit by up to fifteen per cent of its calculated level of
production in 1989. This paragraph will apply save to the extent that the
Parties decide to permit the level of production or consumption that is
necessary to satisfy uses agreed by them to be essential.
ARTICLE 2E - 1,1,1-TRICHLOROETHANE (METHYL CHLOROFORM)
------------------------------------------------------
1. Each Party shall ensure that for the twelve-month period commencing on 1
January 1993, its calculated level of consumption of the controlled substance
in Group III of Annex B does not exceed, annually, its calculated level of
consumption in 1989. Each Party producing the substance shall, for the same
period, ensure that its calculated level of production of the substance does
not exceed, annually, its calculated level of production in 1989. However, in
order to satisfy the basic domestic needs of the Parties operating under
paragraph 1 of Article 5, its calculated level of production may exceed that
limit by up to ten per cent of its calculated level of production in 1989.
2. Each Party shall ensure that for the twelve-month period commencing on 1
January 1994, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substance in Group III of Annex B does not
exceed, annually, fifty per cent of its calculated level of consumption in
1989. Each Party producing the substance.shall, for the same periods, ensure
that its calculated level of production of the substance does not exceed,
annually, fifty per cent of its calculated level of production in 1989.
However, in order to satisfy the basic domestic needs of the Parties operating
under paragraph 1 of Article 5, its calculated level of production may exceed
that limit by up to ten per cent of its calculated level of production in 1989.
3. Each Party shall ensure that for the twelve-month period commencing on 1
January 1996, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substance in Group III of Annex B does not
exceed zero. Each Party producing the substance shall, for the same periods,
ensure that its calculated level of production of the substance does not exceed
zero. However, in order to satisfy the basic domestic needs of the Parties
operating under paragraph 1 of Article 5, its calculated level of production
may exceed that limit by up to fifteen per cent of its calculated level of
production for 1989. This paragraph will apply save to the extent that the
Parties decide to permit the level of production or consumption that is
necessary to satisfy uses agreed by them to be essential.
ARTICLE 2F - HYDROCHLOROFLUOROCARBONS
-------------------------------------
1. Each Party shall ensure that for the twelve-month period commencing on 1
January 1996, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, the sum of:
(a) Two point eight per cent of its calculated level of consumption in 1989 of
the controlled substances in Group I of Annex A; and
(b) Its calculated level of consumption in 1989 of the controlled substances in
Group I of Annex C.
2. Each Party shall ensure that for the twelve month period commencing on 1
January 2004, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, sixty-five per cent of the sum referred to in paragraph 1 of
this Article.
3. Each Party shall ensure that for the twelve-month period commencing on 1
January 2010, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, thirty-five per cent of the sum referred to in paragraph 1 of
this Article.
4. Each Party shall ensure that for the twelve-month period commencing on 1
January 2015, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, ten per cent of the sum referred to in paragraph 1 of this
Article.
5. Each Party shall ensure that for the twelve-month period commencing on 1
January 2020, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex C does not
exceed, annually, zero point five per cent of the sum referred to in paragraph
1 of this Article. Such consumption shall, however, be restricted to the
servicing of refrigeration and air conditioning equipment existing at that
date.
6. Each Party shall ensure that for the twelve-month period commencing on 1
January 2030, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group I of Annex C does not
exceed zero.
7. As of 1 January 1996, each Party shall endeavour to ensure that:
(a) The use of controlled substances in Group I of Annex C is limited to those
applications where other more environmentally suitable alternative substances
or technologies are not available;
(b) The use of controlled substances in Group I of Annex C is not outside the
areas of application currently met by controlled substances in Annexes A, B and
C, except in rare cases for the protection of human life or human health; and
(c) Controlled substances in Group I of Annex C are selected for use in a
manner that minimizes ozone depletion, in addition to meeting other
environmental, safety and economic considerations.
ARTICLE 2G - HYDROBROMOFLUOROCARBONS
------------------------------------
Each Party shall ensure that for the twelve-month period commencing on 1
January 1996, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substances in Group II of Annex C does not
exceed zero. Each Party producing the substances shall, for the same periods,
ensure that its calculated level of production of the substances does not
exceed zero. This paragraph will apply save to the extent that the Parties
decide to permit the level of production or consumption that is necessary to
satisfy uses agreed by them to be essential.
ARTICLE 2H - METHYL BROMIDE
---------------------------
1. Each Party shall ensure that for the twelve-month period commencing on 1
January 1995, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substance in Annex E does not exceed,
annually, its calculated level of consumption in 1991. Each Party producing the
substance shall, for the same period, ensure that its calculated level of
production of the substance does not exceed, annually, its calculated level of
production in 1991. However, in order to satisfy the basic domestic needs of
the Parties operating under paragraph 1 of Article 5, its calculated level of
production may exceed that limit by up to ten per cent of its calculated level
of production in 1991.
2. Each Party shall ensure that for the twelve-month period commencing on 1
January 1999, and in the twelve-month period thereafter, its calculated level
of consumption of the controlled substance in Annex E does not exceed,
annually, seventy-five per cent of its calculated level of consumption in 1991.
Each Party producing the substance shall, for the same periods, ensure that its
calculated level of production of the substance does not exceed, annually,
seventy-five per cent of its calculated level of production in 1991. However,
in order to satisfy the basic domestic needs of the Parties operating under
paragraph 1 of Article 5, its calculated level of production may exceed that
limit by up to ten per cent of its calculated level of production in 1991.
3. Each Party shall ensure that for the twelvemonth period commencing on 1
January 2001, and in the twelve-month period thereafter, its calculated level
of consumption of the controlled substance in Annex E does not exceed,
annually, fifty per cent of its calculated level of consumption in 1991. Each
Party producing the substance shall, for the same periods, ensure that its
calculated level of production of the substance does not exceed, annually,
fifty per cent of its calculated level of production in 1991. However, in order
to satisfy the basic domestic needs of the Parties operating under paragraph 1
of Article 5, its calculated level of production may exceed that limit by up to
ten per cent of its calculated level of production in 1991.
4. Each Party shall ensure that for the twelve-month period commencing on 1
January 2003, and in the twelve-month period thereafter, its calculated level
of consumption of the controlled substance in Annex E does not exceed,
annually, thirty per cent of its calculated level of consumption in 1991. Each
Party producing the substance shall, for the same periods, ensure that its
calculated level of production of the substance does not exceed, annually,
thirty per cent of its calculated level of production in 1991. However, in
order to satisfy the basic domestic needs of the Parties operating under
paragraph 1 of Article 5, its calculated level of production may exceed that
limit by up to ten per cent of its calculated level of production in 1991.
5. Each Party shall ensure that for the twelve-month period commencing on 1
January 2005, and in each twelve-month period thereafter, its calculated level
of consumption of the controlled substance in Annex E does not exceed zero.
Each Party producing the substance shall, for the same periods, ensure that its
calculated level of production of the substance does not exceed zero. However,
in order to satisfy the basic domestic needs of the Parties operating under
paragraph 1 of Article 5, its calculated level of production may exceed that
limit by up to fifteen per cent of its calculated level of production in 1991.
This paragraph will apply save to the extent that the Parties decide to permit
the level of production or consumption that is necessary to satisfy uses agreed
by them to be critical uses.
6. The calculated levels of consumption and production under this Article shall
not include the amounts used by the Party for quarantine and pre-shipment
applications.
ARTICLE 3 - CALCULATION OF CONTROL LEVELS
-----------------------------------------
For the purposes of Articles 2, 2A to 2H and 5, each Party shall, for each
group of substances in Annex A, Annex B, Annex C or Annex E determine its
calculated levels of:
(a) Production by:
(i) multiplying its annual production of each controlled substance by the ozone
depleting potential specified in respect of it in Annex A, Annex B, Annex C or
Annex E;
(ii) adding together, for each such Group, the resulting figures;
(b) Imports and exports, respectively, by following, mutatis mutandis, the
procedure set out in subparagraph (a); and
(c) Consumption by adding together its calculated levels of production and
imports and subtracting its calculated level of exports as determined in
accordance with subparagraphs (a) and (b). However, beginning on 1 January
1993, any export of controlled substances to non-Parties shall not be
subtracted in calculating the consumption level of the exporting Party. [The
underlined text printed below in Articles 4, 4A and 4B derives from the
Amendment adopted by the Parties at the Ninth Conference of the Parties (the
"Montreal Amendment"). At the date of printing, this Amendment is not in force.
It will enter into force, only for those Parties which ratify it, on 1 January
1999, subject to the conditions set out on page U3.]
ARTICLE 4: CONTROL OF TRADE WITH NON-PARTIES
--------------------------------------------
1. As of 1 January 1990, each party shall ban the import of the controlled
substances in Annex A from any State not party to this Protocol.
1 bis. Within one year of the date of the entry into force of this paragraph,
each Party shall ban the import of the controlled substances in Annex B from
any State not party to this Protocol.
1 ter. Within one year of the date of entry into force of this paragraph, each
Party shall ban the import of any controlled substances in Group II of Annex C
from any State not party to this Protocol.
1 qua. Within one year of the date of entry into force of this paragraph, each
Party shall ban the import of the controlled substance in Annex E from any
State not party to this Protocol.
2. As of 1 January 1993, each Party shall ban the export of any controlled
substances in Annex A to any State not party to this Protocol.
2 bis. Commencing one year after the date of entry into force of this
paragraph, each Party shall ban the export of any controlled substances in
Annex B to any State not party to this Protocol.
2 ter. Commencing one year after the date of entry into force of this
paragraph, each Party shall ban the export of any controlled substances in
Group II of Annex C to any State not party to this Protocol.
2 qua. Commencing one year of the date of entry into force of this paragraph,
each Party shall ban the export of the controlled substance in Annex E to any
State not party to this Protocol.
3. By 1 January 1992, the Parties shall, following the procedures in Article 10
of the Convention, elaborate in an annex a list of products containing
controlled substances in Annex A. Parties that have not objected to the annex
in accordance with those procedures shall ban, within one year of the annex
having become effective, the import of those products from any State not party
to this Protocol.
3 bis. Within three years of the date of the entry into force of this
paragraph, the Parties shall, following the procedures in Article 10 of the
Convention, elaborate in an annex a list of products containing controlled
substances in Annex B. Parties that have not objected to the annex in
accordance with those procedures shall ban, within one year of the annex having
become effective, the import of those products from any State not party to this
Protocol.
3 ter. Within three years of the date of entry into force of this paragraph,
the Parties shall, following the procedures in Article 10 of the Convention,
elaborate in an annex a list of products containing controlled substances in
Group II of Annex C. Parties that have not objected to the annex in accordance
with those procedures shall ban, within one year of the annex having become
effective, the import of those products from any State not party to this
Protocol.
4. By 1 January 1994, the Parties shall determine the feasibility of banning or
restricting, from States not party to this Protocol, the import of products
produced with, but not containing, controlled substances in Annex A. If
determined feasible, the Parties shall, following the procedures in Article 10
of the Convention, elaborate in an annex a list of such products. Parties that
have not objected to the annex in accordance with those procedures shall ban,
within one year of the annex having become effective, the import of those
products from any State not party to this Protocol.
4 bis. Within five years of the date of the entry into force of this paragraph,
the Parties shall determine the feasibility of banning or restricting, from
States not party to this Protocol, the import of products produced with, but
not containing, controlled substances in Annex B. If determined feasible, the
Parties shall, following the procedures in Article 10 of the Convention,
elaborate in an annex a list of such products. Parties that have not objected
to the annex in accordance with those procedures shall ban or restrict, within
one year of the annex having become effective, the import of those products
from any State not party to this Protocol.
4 ter. Within five years of the date of entry into force of this paragraph, the
Parties shall determine the feasibility of banning or restricting, from States
not party to this Protocol, the import of products produced with, but not
containing, controlled substances in Group II of Annex C. If determined
feasible, the Parties shall, following the procedures in Article 10 of the
Convention, elaborate in an annex a list of such products. Parties that have
not objected to the annex in accordance with those procedures shall ban or
restrict, within one year of the annex having become effective, the import of
those products from any State not party to this Protocol.
5. Each Party undertakes to the fullest practicable extent to discourage the
export to any State not party to this Protocol of technology for producing and
for utilizing controlled substances in Annexes A and B, Group II of Annex C and
Annex E.
6. Each Party shall refrain from providing new subsidies, aid, credits,
guarantees or insurance programmes for the export to States not party to this
Protocol of products, equipment, plants or technology that would facilitate the
production of controlled substances in Annexes A and B, Group II of Annex C and
AnnexáE.
7. Paragraphs 5 and 6 shall not apply to products, equipment, plants or
technology that improve the containment, recovery, recycling or destruction of
controlled substances, promote the development of alternative substances, or
otherwise contribute to the reduction of emissions of controlled substances in
Annexes A and B, Group II of Annex C and Annex E.
8. Notwithstanding the provisions of this Article, imports and exports referred
to in paragraphs 1 to 4 ter of this Article may be permitted from, or to, any
State not party to this Protocol, if that State is determined, by a meeting of
the Parties, to be in full compliance with Article 2, Articles 2A to 2E,
Articles 2G and 2H and this Article, and have submitted data to that effect as
specified in Article 7.
9. For the purposes of this Article, the term "State not party to this
Protocol" shall include, with respect to a particular controlled substance, a
State or regional economic integration organization that has not agreed to be
bound by the control measures in effect for that substance.
10. By 1 January 1996, the Parties shall consider whether to amend this
Protocol in order to extend the measures in this Article to trade in controlled
substances in Group I of Annex C and in Annex E with States not party to the
Protocol.
ARTICLE 4A - CONTROL OF TRADE WITH PARTIES
------------------------------------------
1. Where, after the phase-out date applicable to it for a controlled substance,
a Party is unable, despite having taken all practicable steps to comply with
its obligation under the Protocol, to cease production of that substance for
domestic consumption, other than.for uses agreed by the Parties to be
essential, it shall ban the export of used, recycled and reclaimed quantities
of that substance, other than for the purpose of destruction.
2. Paragraph 1 of this Article shall apply without prejudice to the operation
of Article 11 of the Convention and the non-compliance procedure developed
under Article 8 of the Protocol.
ARTICLE 4B - LICENSING
----------------------
1. Each Party shall, by 1 January 2000 or within three months of the date of
entry into force of this Article for it, whichever is the later, establish and
implement a system for licensing the import and export of new, used, recycled
and reclaimed controlled substances in Annexes A, B, C and E.
2. Notwithstanding paragraph 1 of this Article, any Party operating under
paragraph 1 of Article 5 which decides it is not in a position to establish and
implement a system for licensing the import and export of controlled substances
in Annexes C and E, may delay taking those actions until 1 January 2005 and 1
January 2002, respectively.
3. Each Party shall, within three months of the date of introducing its
licensing system, report to the Secretariat on the establishment and operation
of that system.
4. The Secretariat shall periodically prepare and circulate to all Parties a
list of the Parties that have reported to it on their licensing systems and
shall forward this information to the Implementation Committee for
consideration and appropriate recommendations to the Parties.
ARTICLE 5 - SPECIAL SITUATION OF DEVELOPING COUNTRIES
-----------------------------------------------------
1. Any Party that is a developing country and whose annual calculated level of
consumption of the controlled substances in Annex A is less than 0.3 kilograms
per capita on the date of the entry into force of the Protocol for it, or any
time thereafter until 1 January 1999, shall, in order to meet its basic
domestic needs, be entitled to delay for ten years its compliance with the
control measures set out in Articles 2A to 2E, provided that any further
amendments to the adjustments or Amendment adopted at the Second Meeting of the
Parties in London, 29 June 1990, shall apply to the Parties operating under
this paragraph after the review provided for in paragraph 8 of this Article has
taken place and shall be based on the conclusions of that review.
1 bis. The Parties shall, taking into account the review referred to in
paragraph 8 of this Article, the assessments made pursuant to Article 6 and any
other relevant information, decide by 1 January 1996, through the procedure set
forth in paragraph 9 of Article 2:
(a) With respect to paragraphs 1 to 6 of Article 2F, what base year, initial
levels, control schedules and phaseout date for consumption of the controlled
substances in Group I of Annex C will apply to Parties operating under
paragraph 1 of this Article;
(b) With respect to Article 2G, what phase-out date for production and
consumption of the controlled substances in Group II of Annex C will apply to
Parties operating under paragraph 1 of this Article; and
(c) With respect to Article 2H, what base year, initial levels and control
schedules for consumption and production of the controlled substance in Annex E
will apply to Parties operating under paragraph 1 of this Article.
2. However, any Party operating under paragraph 1 of this Article shall exceed
neither an annual calculated level of consumption of the controlled substances
in Annex A of 0.3 kilograms per capita nor an annual calculated level of
consumption of controlled substances of Annex B of 0.2 kilograms per capita.
3. When implementing the control measures set out in Articles 2A to 2E, any
Party operating under paragraph 1 of this Article shall be entitled to use:
(a) For controlled substances under Annex A, either the average of its annual
calculated level of consumption for the period 1995 to 1997 inclusive or a
calculated level of consumption of 0.3 kilograms per capita, whichever is the
lower, as the basis for determining its compliance with the control measures
relating to consumption.
(b) For controlled substances under Annex B, the average of its annual
calculated level of consumption for the period 1998 to 2000 inclusive or a
calculated level of consumption of 0.2 kilograms per capita, whichever is the
lower, as the basis for determining its compliance with the control measures
relating to consumption.
(c) For controlled substances under Annex A, either the average of its annual
calculated level of production for the period 1995 to 1997 inclusive or a
calculated level of production of 0.3 kilograms per capita, whichever is the
lower, as the basis for determining its compliance with the control measures
relating to production.
(d) For controlled substances under Annex B, either the average of its annual
calculated level of production for the period 1998 to 2000 inclusive or a
calculated level of production of 0.2 kilograms per capita, whichever is the
lower, as the basis for determining its compliance with the control measures
relating to production.
4. If a Party operating under paragraph 1 of this Article, at any time before
the control measures obligations in Articles 2A to 2H become applicable to it,
finds itself unable to obtain an adequate supply of controlled substances, it
may notify this to the Secretariat.
The Secretariat shall forthwith transmit a copy of such notification to the
Parties, which shall consider the matter at their next Meeting, and decide upon
appropriate action to be taken.
5. Developing the capacity to fulfil the obligations of the Parties operating
under paragraph 1 of this Article to comply with the control measures set out
in Articles 2A to 2E, and any control measures in Articles 2F to 2H that are
decided pursuant to paragraph 1 bis of this Article, and their implementation
by those same Parties will depend upon the effective implementation of the
financial co-operation as provided by Article 10 and the transfer of technology
as provided by Article 10A.
6. Any Party operating under paragraph 1 of this Article may, at any time,
notify the Secretariat in writing that, having taken all practicable steps it
is unable to implement any or all of the obligations laid down in Articles 2A
to 2E, or any or all obligations in Articles 2F to 2H that are decided pursuant
to paragraph 1 bis of this Article, due to the inad-equate implementation of
Articles 10 and 10A. The Secretariat shall forthwith transmit a copy of the
notification to the Parties, which shall consider the matter at their next
Meeting, giving due recognition to paragraph 5 of this Article and shall decide
upon appropriate action to be taken.
7. During the period between notification and the Meeting of the Parties at
which the appropriate action referred to in paragraph 6 above is to be decided,
or for a further.period if the Meeting of the Parties so decides, the
non-compliance procedures referred to in Article 8 shall not be invoked against
the notifying Party.
8. A Meeting of the Parties shall review, not later than 1995, the situation of
the Parties operating under paragraph 1 of this Article, including the
effective implementation of financial co-operation and transfer of technology
to them, and adopt such revisions that may be deemed necessary regarding the
schedule of control measures applicable to those Parties.
8 bis. Based on the conclusions of the review referred to in paragraph 8 above:
(a) With respect to the controlled substances in Annex A, a Party operating
under paragraph 1 of this Article shall, in order to meet its basic domestic
needs, be entitled to delay for ten years its compliance with the control
measures adopted by the Second Meeting of the Parties in London, 29 June 1990,
and reference by the Protocol to Articles 2A and 2B shall be read accordingly;
(b) With respect to the controlled substances in Annex B, a Party operating
under paragraph 1 of this Article shall, in order to meet its basic domestic
needs, be entitled to delay for ten years its compliance with the control
measures adopted by the Second Meeting of the Parties in London, 29 June 1990,
and reference by the Protocol to Articles 2C to 2E shall be read accordingly.
8 ter. Pursuant to paragraph 1 bis above:
(a) Each Party operating under paragraph 1 of this Article shall ensure that
for the twelve-month period commencing on 1 January 2016, and in each
twelve-month period thereafter, its calculated level of consumption of the
controlled substances in Group I of Annex C does not exceed, annually, its
calculated level of consumption in 2015;
(b) Each Party operating under paragraph 1 of this Article shall ensure that
for the twelve-month period commencing on 1 January 2040, and in each
twelve-month period thereafter, its calculated level of consumption of the
controlled substances in Group I of Annex C does not exceed zero;
(c) Each Party operating under paragraph 1 of this Article shall comply with
Article 2G;
(d) With regard to the controlled substance contained in Annex E:
(i) As of 1 January 2002 each Party operating under paragraph 1 of this Article
shall comply with the control measures set out in paragraph 1 of Article 2H
and, as the basis for its compliance with these control measures, it shall use
the average of its annual calculated level of consumption and production,
respectively, for the period of 1995 to 1998 inclusive;
(ii) Each Party operating under paragraph 1 of this Article shall ensure that
for the twelve-month period commencing on 1 January 2005, and in each
twelve-month period thereafter, its calculated levels of consumption and
production of the controlled substance in Annex E do not exceed, annually,
eighty per cent of the average of its annual calculated levels of consumption
and production, respectively, for the period of 1995 to 1998 inclusive;
(iii) Each Party operating under paragraph 1 of this Article shall ensure that
for the twelve-month period commencing on 1 January 2015 and in each
twelve-month period thereafter, its calculated levels of consumption and
production of the controlled substance in Annex E do not exceed zero. This
paragraph will apply save to the extent that the Parties decide to permit the
level of production or consumption that is necessary to satisfy uses agreed by
them to be critical uses;
(iv) The calculated levels of consumption and production under this
subparagraph shall not include the amounts used by the Party for quarantine and
pre-shipment applications.
9. Decisions of the Parties referred to in paragraph 4, 6 and 7 of this Article
shall be taken according to the same procedure applied to decision-making under
Article 10.
ARTICLE 6 - ASSESSMENT AND REVIEW OF CONTROL MEASURES
-----------------------------------------------------
Beginning in 1990, and at least every four years thereafter, the Parties shall
assess the control measures provided for in Article 2 and Articles 2A to 2H on
the basis of available scientific, environmental, technical and economic
information. At least one year before each assessment, the Parties shall
convene appropriate panels of experts qualified in the fields mentioned and
determine the composition and terms of reference of any such panels.
Within one year of being convened, the panels will report their conclusions,
through the Secretariat, to the Parties.
ARTICLE 7 - REPORTING OF DATA
-----------------------------
1. Each Party shall provide to the Secretariat, within three months of becoming
a Party, statistical data on its production, imports and exports of each of the
controlled substances in Annex A for the year 1986, or the best possible
estimates of such data where actual data are not available.
2. Each Party shall provide to the Secretariat statistical data on its
production, imports and exports of each of the controlled substances o in
Annexes B and C, for the year 1989; o in Annex E, for the year 1991, or the
best possible estimates of such data where actual data are not available, not
later than three months after the date when the provisions set out in the
Protocol with regard to the substances in Annexes B, C and E respectively enter
into force for that Party.
3. Each Party shall provide to the Secretariat statistical data on its annual
production (as defined in paragraph 5 of Article 1) of each of the controlled
substances listed in Annexes A, B, C and E and, separately, for each substance,
o Amounts used for feedstocks, o Amounts destroyed by technologies approved by
the Parties, and o Imports from and exports to Parties and non-Parties
respectively, for the year during which provisions concerning the substances in
Annexes A, B, C and E respectively entered into force for that Party and for
each year thereafter. Data shall be forwarded not later than nine months after
the end of the year to which the data relate.
3 bis. Each Party shall provide to the Secretariat separate statistical data of
its annual imports and exports of each of the controlled substances listed in
Group II of Annex A and Group I of Annex C that have been recycled.
4. For Parties operating under the provisions of paragraph 8 (a) of Article 2,
the requirements in paragraphs 1, 2, 3 and 3 bis of this Article in respect of
statistical data on imports and exports shall be satisfied if the regional
economic integration organization concerned provides data on imports and
exports between the organization and States that are not members of that
organization.
ARTICLE 8 - NON-COMPLIANCE
--------------------------
The Parties, at their first meeting, shall consider and approve procedures and
institutional mechanisms for determining non-compliance with the provisions of
this Protocol and for treatment of Parties found to be in non-compliance.
ARTICLE 9 - RESEARCH, DEVELOPMENT, PUBLIC AWARENESS AND EXCHANGE OF INFORMATION
------------------------------------------------------------------------------
1. The Parties shall co-operate, consistent with their national laws,
regulations and practices and taking into account in particular the needs of
developing countries, in promoting, directly or through competent international
bodies, research, development and exchange of information on:
(a) best technologies for improving the containment, recovery, recycling, or
destruction of controlled substances or otherwise reducing their emissions;
(b) possible alternatives to controlled substances, to products containing such
substances, and to products manufactured with them; and
(c) costs and benefits of relevant control strategies.
2. The Parties, individually, jointly or through competent international
bodies, shall co-operate in promoting public awareness of the environmental
effects of the emissions of controlled substances and other substances that
deplete the ozone layer.
3. Within two years of the entry into force of this Protocol and every two
years thereafter, each Party shall submit to the Secretariat a summary of the
activities it has conducted pursuant to this Article.
ARTICLE 10 - FINANCIAL MECHANISM
--------------------------------
1. The Parties shall establish a mechanism for the purposes of providing
financial and technical co-operation, including the transfer of technologies,
to Parties operating under paragraph 1 of Article 5 of this Protocol to enable
their compliance with the control measures set out in Articles 2A to 2E, and
any control measures in Articles 2F to 2H that are decided pursuant to
paragraph 1 bis of Article 5 of the Protocol. The mechanism, contributions to
which shall be additional to other financial transfers to Parties operating
under that paragraph, shall meet all agreed incremental costs of such Parties
in order to enable their compliance with the control measures of the Protocol.
An indicative list of the categories of incremental costs shall be decided by
the meeting of the Parties.
2. The mechanism established under paragraph 1 shall include a Multilateral
Fund. It may also include other means of multilateral, regional and bilateral
co-operation.
3. The Multilateral Fund shall:
(a) Meet, on a grant or concessional basis as appropriate, and according to
criteria to be decided upon by the Parties, the agreed incremental costs;
(b) Finance clearing-house functions to:
(i) Assist Parties operating under paragraph 1 of Article 5, through country
specific studies and other technical co-operation, to identify their needs for
co-operation;
(ii) Facilitate technical co-operation to meet these identified needs;
(iii) Distribute, as provided for in Article 9, information and relevant
materials, and hold workshops, training sessions, and other related activities,
for the benefit of Parties that are developing countries; and
(iv) Facilitate and monitor other multilateral, regional and bilateral
co-operation available to Parties that are developing countries;
(c) Finance the secretarial services of the Multilateral Fund and related
support costs.
4. The Multilateral Fund shall operate under the authority of the Parties who
shall decide on its overall policies.
5. The Parties shall establish an Executive Committee to develop and monitor
the implementation of specific operational policies, guidelines and
administrative arrangements, including the disbursement of resources, for the
purpose of achieving the objectives of the Multilateral Fund. The Executive
Committee shall discharge its tasks and responsibilities, specified in its
terms of reference as agreed by the Parties, with the co-operation and
assistance of the International Bank for Reconstruction and Development (World
Bank), the United Nations Environment Programme, the United Nations Development
Programme or other appropriate agencies depending on their respective areas of
expertise. The members of the Executive Committee, which shall be selected on
the basis of a balanced representation of the Parties operating under paragraph
1 of Article 5 and of the Parties not so operating, shall be endorsed by the
Parties.
6. The Multilateral Fund shall be financed by contributions from Parties not
operating under paragraph 1 of Article 5 in convertible currency or, in certain
circumstances, in kind and/or in national currency, on the basis of the United
Nations scale of assessments. Contributions by other Parties shall be
encouraged. Bilateral and, in particular cases agreed by a decision of the
Parties, regional co-operation may, up to a percentage and consistent with any
criteria to be specified by decision of the Parties, be considered as a
contribution to the Multilateral Fund, provided that such co-operation, as a
minimum:
(a) Strictly relates to compliance with the provisions of this Protocol;
(b) Provides additional resources; and
(c) Meets agreed incremental costs.
7. The Parties shall decide upon the programme budget of the Multilateral Fund
for each fiscal period and upon the percentage of contributions of the
individual Parties thereto.
8. Resources under the Multilateral Fund shall be disbursed with the
concurrence of the beneficiary Party.
9. Decisions by the Parties under this Article shall be taken by consensus
whenever possible. If all efforts at consensus have been exhausted and no
agreement reached, decisions shall be adopted by a two-thirds majority vote of
the Parties present and voting, representing a majority of the Parties
operating under paragraph 1 of Article 5 present and voting and a majority of
the Parties not so operating present and voting.
10. The financial mechanism set out in this Article is without prejudice to any
future arrangements that may be developed with respect to other environmental
issues.
ARTICLE 10A - TRANSFER OF TECHNOLOGY
------------------------------------
Each Party shall take every practicable step, consistent with the programmes
supported by the financial mechanism, to ensure:
(a) that the best available, environmentally safe substitutes and related
technologies are expeditiously transferred to Parties operating under paragraph
1 of Article 5; and
(b) that the transfers referred to in subparagraph (a) occur under fair and
most favourable conditions.
ARTICLE 11 - MEETINGS OF THE PARTIES
------------------------------------
1. The Parties shall hold meetings at regular intervals. The Secretariat shall
convene the first meeting of the Parties not later than one year after the date
of the entry into force of this Protocol and in conjunction with a meeting of
the Conference of the Parties to the Convention, if a meeting of the latter is
scheduled within that period.
2. Subsequent ordinary meetings of the parties shall be held, unless the
Parties otherwise decide, in conjunction with meetings of the Conference of the
Parties to the Convention. Extraordinary meetings of the Parties shall be held
at such other times as may be deemed necessary by a meeting of the Parties, or
at the written request of any Party, provided that within six months of such a
request being communicated to them by the Secretariat, it is supported by at
least one third of the Parties.
3. The Parties, at their first meeting, shall:
(a) adopt by consensus rules of procedure for their meetings;
(b) adopt by consensus the financial rules referred to in paragraph 2 of
Article 13;
(c) establish the panels and determine the terms of reference referred to in
Article 6;
(d) consider and approve the procedures and institutional mechanisms specified
in Article 8; and
(e) begin preparation of workplans pursuant to paragraph 3 of Article 10. [The
Article 10 in question is that of the original Protocol adopted in 1987.]
4. The functions of the meetings of the Parties shall be to:
(a) review the implementation of this Protocol;
(b) decide on any adjustments or reductions referred to in paragraph 9 of
Article 2;
(c) decide on any addition to, insertion in or removal from any annex of
substances and on related control measures in accordance with paragraph 10 of
Article 2;
(d) establish, where necessary, guidelines or procedures for reporting of
information as provided for in Article 7 and paragraph 3 of Article 9;
(e) review requests for technical assistance submitted pursuant to paragraph 2
of Article 10;
(f) review reports prepared by the secretariat pursuant to subparagraph (c) of
Article 12;
(g) assess, in accordance with Article 6, the control measures;
(h) consider and adopt, as required, proposals for amendment of this Protocol
or any annex and for any new annex;
(i) consider and adopt the budget for implementing this Protocol; and
(j) consider and undertake any additional action that may be required for the
achievement of the purposes of this Protocol.
5. The United Nations, its specialized agencies and the International Atomic
Energy Agency, as well as any State not party to this Protocol, may be
represented at meetings of the Parties as observers. Any body or agency,
whether national or international, governmental or non-governmental, qualified
in fields relating to the protection of the ozone layer which has informed the
secretariat of its wish to be represented at a meeting of the Parties as an
observer may be admitted unless at least one third of the Parties present
object. The admission and participation of observers shall be subject to the
rules of procedure adopted by the Parties.
ARTICLE 12 - SECRETARIAT
------------------------
For the purposes of this Protocol, the Secretariat shall:
(a) arrange for and service meetings of the Parties as provided for in Article
11;
(b) receive and make available, upon request by a Party, data provided pursuant
to Article 7;
(c) prepare and distribute regularly to the Parties reports based on
information received pursuant to Articles 7 and 9;
(d) notify the Parties of any request for technical assistance received
pursuant to Article 10 so as to facilitate the provision of such assistance;
(e) encourage non-Parties to attend the meetings of the Parties as observers
and to act in accordance with the provisions of this Protocol;
(f) provide, as appropriate, the information and requests referred to in
subparagraphs (c) and (d) to such non-party observers; and
(g) perform such other functions for the achievement of the purposes of this
Protocol as may be assigned to it by the Parties.
ARTICLE 13 - FINANCIAL PROVISIONS
---------------------------------
1. The funds required for the operation of this Protocol, including those for
the functioning of the Secretariat related to this Protocol, shall be charged
exclusively against contributions from the Parties.
2. The Parties, at their first meeting, shall adopt by consensus financial
rules for the operation of this Protocol.
ARTICLE 14 - RELATIONSHIP OF THIS PROTOCOL TO THE CONVENTION
------------------------------------------------------------
Except as otherwise provided in this Protocol, the provisions of the Convention
relating to its protocols shall apply to this Protocol.
ARTICLE 15 - SIGNATURE
----------------------
This Protocol shall be open for signature by States and by regional economic
integration organizations in Montreal on 16 September 1987, in Ottawa from 17
September 1987 to 16 January 1988, and at United Nations Headquarters in New
York from 17 January 1988 to 15 September 1988.
ARTICLE 16 - ENTRY INTO FORCE
-----------------------------
1. This Protocol shall enter into force on 1 January 1989, provided that at
least eleven instruments of ratification, acceptance, approval of the Protocol
or accession thereto have been deposited by States or regional economic
integration organizations representing at least two-thirds of 1986 estimated
global consumption of the controlled substances, and the provisions of
paragraph 1 of Article 17 of the Convention have been fulfilled. In the event
that these conditions have not been fulfilled by that date, the Protocol shall
enter into force on the ninetieth day following the date on which the
conditions have been fulfilled.
2. For the purposes of paragraph 1, any such instrument deposited by a regional
economic integration organization shall not be counted as additional to those
deposited by member States of such organization.
3. After the entry into force of this Protocol, any State or regional economic
integration organization shall become a Party to it on the ninetieth day
following the date of deposit of its instrument of ratification, acceptance,
approval or accession.
ARTICLE 17 - PARTIES JOINING AFTER ENTRY INTO FORCE
---------------------------------------------------
Subject to Article 5, any State or regional economic integration organization
which becomes a Party to this Protocol after the date of its entry into force,
shall fulfil forthwith the sum of the obligations under Article 2, as well as
under Articles 2A to 2H and Article 4, that apply at that date to the States
and regional economic integration organizations that became Parties on the date
the Protocol entered into force.
ARTICLE 18 - RESERVATIONS
-------------------------
No reservations may be made to this Protocol.
ARTICLE 19: WITHDRAWAL
----------------------
Any Party may withdraw from this Protocol by giving written notification to the
Depositary at any time after four years of assuming the obligations specified
in paragraph 1 of Article 2A. Any such withdrawal shall take effect upon expiry
of one year after the date of its receipt by the Depositary, or on such later
date as may be specified in the notification of the withdrawal.
ARTICLE 20 - AUTHENTIC TEXTS
----------------------------
The original of this Protocol, of which the Arabic, Chinese, English, French,
Russian and Spanish texts are equally authentic, shall be deposited with the
Secretary-General of the United Nations.
IN WITNESS WHEREOF THE UNDERSIGNED, BEING DULY AUTHORIZED TO THAT EFFECT, HAVE
SIGNED THIS PROTOCOL.
DONE AT MONTREAL THIS SIXTEENTH DAY OF SEPTEMBER, ONE THOUSAND NINE HUNDRED AND
EIGHTY SEVEN.
ANNEX A - CONTROLLED SUBSTANCES
-------------------------------
Group Substance Ozone-Depleting Potential*
Group I
CFCl3┆(CFC-11)┆1.0
CF2 Cl2┆(CFC-12)┆1.0
C2F3Cl3┆(CFC-113)┆0.8
C2F4Cl2┆(CFC-114)┆1.0
C2F5Cl┆(CFC-115)┆0.6
Group II
CF2BrCl┆(halon-1211)┆3.0
CF3Br┆(halon-1301)┆10.0
C2F4Br2┆(halon-2402)┆6.0
* These ozone depleting potentials are estimates based on existing knowledge
and will be reviewed and revised periodically.
ANNEX B - CONTROLLED SUBSTANCES
-------------------------------
Group Substance Ozone-Depleting Potential
Group I
CF3Cl┆(CFC-13)┆1.0
C2FCl5┆(CFC-111)┆1.0
C2F2Cl4┆(CFC-112)┆1.0
C3FCl7┆(CFC-211)┆1.0
C3F2Cl6┆(CFC-212)┆1.0
C3F3Cl5┆(CFC-213)┆1.0
C3F4Cl4┆(CFC-214)┆1.0
C3F5Cl3┆(CFC-215)┆1.0
C3F6Cl2┆(CFC-216)┆1.0
C3F7Cl┆(CFC-217)┆1.0
Group II
CCl4┆carbon tetrachloride 1.1
Group III
C2H3Cl3*┆1,1,1-trichloroethane*
(methyl chloroform)┆0.1
* This formula does not refer to 1,1,2-trichloroethane.
ANNEX C - CONTROLLED SUBSTANCES
-------------------------------
Group Substance Number of isomers Ozone-Depleting
Potential*
Group I
CHFCl2┆(HCFC-21)**┆1┆0.04
CHF2Cl┆(HCFC-22)**┆1┆0.055
CH2FCl (HCFC-31)┆1┆0.02
C2HFCl4┆(HCFC-121)┆2┆0.01û0.04
C2HF2Cl3┆(HCFC-122)┆3┆0.02û0.08
C2HF3Cl2┆(HCFC-123)┆3┆0.02û0.06
CHCl2CF3┆(HCFC-123)**┆û┆0.02
C2HF4Cl┆(HCFC-124)┆2┆0.02û0.04
CHFClCF3┆(HCFC-124)**┆û┆0.022
C2H2FCl3┆(HCFC-131)┆3┆0.007û0.05
C2H2F2Cl2┆(HCFC-132)┆4┆0.008û0.05
C2H2F3Cl┆(HCFC-133)┆3┆0.02û0.06
C2H3FCl2┆(HCFC-141)┆3┆0.005û0.07
CH3CFCl2┆(HCFC-141b)**┆û┆0.11
C2H3F2Cl┆(HCFC-142)┆3┆0.008û0.07
CH3CF2Cl┆(HCFC-142b)**┆û┆0.065
C2H4FCl┆(HCFC-151)┆2┆0.003û0.005
C3HFCl6┆(HCFC-221)┆5┆0.015û0.07
C3HF2Cl5┆(HCFC-222)┆9┆0.01û0.09
C3HF3Cl4┆(HCFC-223)┆12┆0.01û0.08
C3HF4Cl3┆(HCFC-224)┆12┆0.01û0.09
C3HF5Cl2┆(HCFC-225)┆9┆0.02û0.07
CF3CF2CHCl2┆(HCFC-225ca)**┆û┆0.025
CF2ClCF2CHClF┆(HCFC-225cb)**┆û┆0.033
C3HF6Cl┆(HCFC-226)┆5┆0.02û0.10
C3H2FCl5┆(HCFC-231)┆9┆0.05û0.09
C3H2F2Cl4┆(HCFC-232)┆16┆0.008û0.10
C3H2F3Cl3┆(HCFC-233)┆18┆0.007û0.23
C3H2F4Cl2┆(HCFC-234)┆16┆0.01û0.28
C3H2F5Cl┆(HCFC-235)┆9┆0.03û0.52
C3H3FCl4┆(HCFC-241)┆12┆0.004û0.09
C3H3F2Cl3┆(HCFC-242)┆18┆0.005û0.13
C3H3F3Cl2┆(HCFC-243)┆18┆0.007û0.12
C3H3F4Cl┆(HCFC-244)┆12┆0.009û0.14
C3H4FCl3┆(HCFC-251)┆12┆0.001û0.01
C3H4F2Cl2┆(HCFC-252)┆16┆0.005û0.04
C3H4F3Cl┆(HCFC-253)┆12┆0.003û0.03
C3H5FCl2┆(HCFC-261)┆9┆0.002û0.02
C3H5F2Cl┆(HCFC-262)┆9┆0.002û0.02
C3H6FCl┆(HCFC-271)┆5┆0.001û0.03
Group II
CHFBr2┆1┆1.00
CHF2Br (HBFC-22B1)┆1┆0.74
CH2FBr┆1┆0.73
C2HFBr4┆2┆0.3û0.8
C2HF2Br3┆3┆0.5û1.8
C2HF3Br2┆3┆0.4û1.6
C2HF4Br┆2┆0.7û1.2
C2H2FBr3┆3┆0.1û1.1
C2H2F2Br2┆4┆0.2û1.5
C2H2F3Br┆3┆0.7û1.6
C2H3FBr2┆3┆0.1û1.7
C2H3F2Br┆3┆0.2û1.1
C2H4FBr┆2┆0.07û0.1
C3HFBr6┆5┆0.3û1.5
C3HF2Br5┆9┆0.2û1.9
C3HF3Br4┆12┆0.3û1.8
C3HF4Br3┆12┆0.5û2.2
C3HF5Br2┆9┆0.9û2.0
C3HF6Br┆5┆0.7û3.3
C3H2FBr5┆9┆0.1û1.9
C3H2F2Br4┆16┆0.2û2.1
C3H2F3Br3┆18┆0.2û5.6
C3H2F4Br2┆16┆0.3û7.5
C3H2F5Br┆8┆0.9û1.4
C3H3FBr4┆12┆0.08û1.9
C3H3F2Br3┆18┆0.1û3.1
C3H3F3Br2┆18┆0.1û2.5
C3H3F4Br┆12┆0.3û4.4
C3H4FBr3┆12┆0.03û0.3
C3H4F2Br2┆16┆0.1û1.0
C3H4F3Br┆12┆0.07û0.8
C3H5FBr2┆9┆0.04û0.4
C3H5F2Br┆9┆0.07û0.8
C3H6FBr┆5┆0.02û0.7
* Where a range of ODPs is indicated, the highest value in that range shall be
used for the purposes of the Protocol. The ODPs listed as a single value have
been determined from calculations based on laboratory measurements. Those
listed as a range are based on estimates and are less certain. The range
pertains to an isomeric group. The upper value is the estimate of the ODP of
the isomer with the highest ODP, and the lower value is the estimate of the ODP
of the isomer with the lowest ODP. ** Identifies the most commercially viable
substances with ODP values listed against them to be used for the purposes of
the Protocol.
ANNEX D* - A LIST OF PRODUCTS** CONTAINING CONTROLLED SUBSTANCES SPECIFIED IN
ANNEX A
------------------------------------------------------------------------------
Products Customs code number
1. Automobile and truck air conditioning units (whether incorporated in
vehicles or not) ____________
2. Domestic and commercial refrigeration and air conditioning/heat pump
equipment*** ____________ e.g.
Refrigerators ____________. Freezers ____________
Dehumidifiers ____________
Water coolers ____________
Ice machines ____________
Air conditioning and heat pump units ____________
3. Aerosol products, except medical aerosols ____________
4. Portable fire extinguisher ____________
5. Insulation boards, panels and pipe covers ____________
6. Pre-polymers ____________ * This Annex was adopted by the Third Meeting of
the Parties in Nairobi, 21 June 1991 as required by paragraph 3 of Article 4 of
the Protocol. ** Though not when transported in consignments of personal or
household effects or in similar non-commercial situations normally exempted
from customs attention. *** When containing controlled substances in Annex A as
a refrigerant and/or in insulating material of the product.
Annex E: Controlled substance
Group Substance Ozone-Depleting Potential
Group I
CH3Br methyl bromide 0.6.
==============================================================================
Title: The 1987 Montreal Protocol on Substances that Deplete the Ozone
Layer as adjusted and amended by the second Meeting of the
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