Patent Cooperation Treaty (PCT) [*]
Done at: Washington
Date enacted: 1970-06-19
In force: 1978-01-24
Content
- Introductory provisions
- Chapter I - International application and international search
- Chapter II - International preliminary examination
- Chapter III - Common provisions
- Chapter IV - Technical services
- Chapter V - Administrative provisions
- Chapter VI - Disputes
- Chapter VII - Revision and amendment
- Chapter VIII - Final provisions
The Contracting States,
Desiring to make a contribution to the progress of science and technology,
Desiring to perfect the legal protection of inventions,
Desiring to simplify and render more economical the obtaining of protection for inventions where protection is sought in several countries,
Desiring to facilitate and accelerate access by the public to the technical information contained in documents describing new inventions,
Desiring to foster and accelerate the economic development of de veloping countries through the adoption of measures designed to in crease the efficiency of their legal systems, whether national or re gional, instituted for the protection of inventions by providing easily accessible information on the availability of technological solutions applicable to their special needs and by facilitating access to the ever expanding volume of modern technology,
Convinced that cooperation among nations will greatly facilitate the attainment of these aims,
Have concluded the present Treaty.
Introductory provisions
Article 1
Establishment of a Union
| 1. |
The States party to this Treaty (hereinafter called "the Contracting States") constitute a Union for cooperation in the filing, searching, and examination, of applications for the protection of inventions, and for rendering special technical services. The Union shall be known as the International Patent Cooperation Union. |
| 2. |
No provision of this Treaty shall be interpreted as diminishing the rights under the Paris Convention for the Protection of Industrial Property of any national or resident of any country party to that Convention. |
Article 2
Definitions
For the purposes of this Treaty and the Regulations and unless expressly stated otherwise:
| i. |
"application" means an application for the protection of an invention; references to an "application" shall be construed as references to applications for patents for inventions, inventors' certificates, utility certificates, utility models, patents or certificates of addition, inventors' certificates of addition, and utility certificates of addition; |
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| ii. |
references to a "patent" shall be construed as references to patents for inventions, inventors' certificates, utility certificates, utility models, patents or certificates of addition, inventors' certificates of addition, and utility certificates of addition; |
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| iii. |
"national patent" means a patent granted by a national authority; |
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| iv. |
"regional patent" means a patent granted by a national or an intergovernmental authority having the power to grant patents effective in more than one State; |
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| v. |
"regional application" means an application for a regional patent; |
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| vi. |
references to a "national application" shall be construed as references to applications for national patents and regional patents, other than applications filed under this Treaty; |
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| vii. |
"international application" means an application filed under this Treaty; |
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| viii. |
references to an "application" shall be construed as references to international applications and national applications; |
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| ix. |
references to a "patent" shall be construed as references to national patents and regional patents; |
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| x. |
references to "national law" shall be construed as references to the national law of a Contracting State or, where a regional application or a regional patent is involved, to the treaty providing for the filing of regional applications or the granting of regional patents; |
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| xi. |
"priority date," for the purposes of computing time limits, means:
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| xii. |
"national Office" means the government authority of a Contracting State entrusted with the granting of patents; references to a "national Office" shall be construed as referring also to any intergovernmental authority which several States have entrusted with the task of granting regional patents, provided that at least one of those States is a Contracting State, and provided that the said States have authorized that authority to assume the obligations and exercise the powers which this Treaty and the Regulations provide for in respect of national Offices; |
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| xiii. |
"designated Office" means the national Office of or acting for the State designated by the applicant under Chapter I of this Treaty; |
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| xiv. |
"elected Office" means the national Office of or acting for the State elected by the applicant under Chapter II of this Treaty; |
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| xv. |
"receiving Office" means the national Office or the intergovernmental organization with which the international application has been filed; |
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| xvi. |
"Union" means the International Patent Cooperation Union; |
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| xvii. |
"Assembly" means the Assembly of the Union; |
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| xviii. |
"Organization" means the World Intellectual Property Organization; |
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| xix. |
"International Bureau" means the International Bureau of the Organization and, as long as it subsists, the United International Bureaux for the Protection of Intellectual Property (BIRPI); |
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| xx. |
"Director General" means the Director General of the Organization and, as long as BIRPI subsists, the Director of BIRPI. |
Chapter I - International application and international search
Article 3
The international application
| 1. |
Applications for the protection of inventions in any of the Contracting States may be filed as international applications under this Treaty. |
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| 2. |
An international application shall contain, as specified in this Treaty and the Regulations, a request, a description, one or more claims, one or more drawings (where required), and an abstract. |
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| 3. |
The abstract merely serves the purpose of technical informationand cannot be taken into account for any other purpose, particularly not for the purpose of interpreting the scope of the protection sought. |
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| 4. |
The international application shall:
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Article 4
The request
| 1. |
The request shall contain:
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| 2. |
Every designation shall be subject to the payment of the prescribed fee within the prescribed time limit. |
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| 3. |
Unless the applicant asks for any of the other kinds of protection referred to in Article 43, designation shall mean that the desired protection consists of the grant of a patent by or for the designated State. For the purposes of this paragraph, Article 2(ii) shall not apply. |
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| 4. |
Failure to indicate in the request the name and other pre scribed data concerning the inventor shall have no consequence in any designated State whose national law requires the furnishing of the said indications but allows that they be furnished at a time later than that of the filing of a national application. Failure to furnish the said indications in a separate notice shall have no consequence in any designated State whose national law does not require the furnishing of the said indications. |
Article 5
The description
The description shall disclose the invention in a manner sufficiently clear and complete for the invention to be carried out by a person skilled in the art.
Article 6
The claims
The claim or claims shall define the matter for which protection is sought. Claims shall be clear and concise. They shall be fully supported by the description.
Article 7
The drawings
| 1. |
Subject to the provisions of paragraph (2)(ii), drawings shall be required when they are necessary for the understanding of the invention. |
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| 2. |
Where, without being necessary for the understanding of the invention, the nature of the invention admits of illustration by drawings:
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Article 8
Claiming priority
| 1. |
The international application may contain a declaration, as prescribed in the Regulations, claiming the priority of one or more earlier applications filed in or for any country party to the Paris Convention for the Protection of Industrial Property. |
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| 2. |
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Article 9
The applicant
| 1. |
Any resident or national of a Contracting State may file an international application. |
| 2. |
The Assembly may decide to allow the residents and the nationals of any country party to the Paris Convention for the Protection of Industrial Property which is not party to this Treaty to file international applications. |
| 3. |
The concepts of residence and nationality, and the application of those concepts in cases where there are several applicants or where the applicants are not the same for all the designated States, are defined in the Regulations. |
Article 10
The receiving Office
The international application shall be filed with the prescribed receiving Office, which will check and process it as provided in this Treaty and the Regulations.
Article 11
Filing date and effects of the international application
| 1. |
The receiving Office shall accord as the international filing date the date of receipt of the international application, provided that that Office has found that, at the time of receipt:
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| 2. |
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| 3. |
Subject to Article 64(4), any international application fulfilling the requirements listed in items (i) to (iii) of paragraph (1) and accorded an international filing date shall have the effect of a regular national application in each designated State as of the international filing date, which date shall be considered to be the actual filing date in each designated State. |
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| 4. |
Any international application fulfilling the requirements listed in items (i) to (iii) of paragraph (1) shall be equivalent to a regular national filing within the meaning of the Paris Convention for the Protection of Industrial Property. |
Article 12
Transmittal of the international application to the International Bureau and the International Searching Authority
| 1. |
One copy of the international application shall be kept by the receiving Office ("home copy"), one copy ("record copy") shall be transmitted to the International Bureau, and another copy ("search copy") shall be transmitted to the competent International Searching Authority referred to in Article 16, as provided in the Regulations. |
| 2. |
The record copy shall be considered the true copy of the international application. |
| 3. |
The international application shall be considered withdrawn if the record copy has not been received by the International Bureau within the prescribed time limit. |
Article 13
Availability of copy of the international application to designated Offices
| 1. |
Any designated Office may ask the International Bureau to transmit to it a copy of the international application prior to the communication provided for in Article 20, and the International Bureau shall transmit such copy to the designated Office as soon as possible after the expiration of one year from the priority date. |
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| 2. |
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Article 14
Certain defects in the international application
| 1. |
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| 2. |
If the international application refers to drawings which, in fact, are not included in that application, the receiving Office shall notify the applicant accordingly and he may furnish them within the prescribed time limit and, if he does, the international filing date shall be the date on which the drawings are received by the receiving Office. Otherwise, any reference to the said drawings shall be considered non-existent. |
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| 3. |
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| 4. |
If, after having accorded an international filing date to the international application, the receiving Office finds, within the prescribed time limit, that any of the requirements listed in items (i) to (iii) of Article 11(1) was not complied with at that date, the said application shall be considered withdrawn and the receiving Office shall so declare. |
Article 15
The international search
| 1. |
Each international application shall be the subject of international search. |
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| 2. |
The objective of the international search is to discover relevant prior art. |
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| 3. |
International search shall be made on the basis of the claims, with due regard to the description and the drawings (if any). |
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| 4. |
The International Searching Authority referred to in Article 16 shall endeavor to discover as much of the relevant prior art as its facilities permit, and shall, in any case, consult the documentation specified in the Regulations. |
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| 5. |
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Article 16
The International Searching Authority
| 1. |
International search shall be carried out by an International Searching Authority, which may be either a national Office or an intergovernmental organization, such as the International Patent Institute, whose tasks include the establishing of documentary search reports on prior art with respect to inventions which are the subject of applications. |
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| 2. |
If, pending the establishment of a single International Searching Authority, there are several International Searching Authorities, each receiving Office shall, in accordance with the provisions of the applicable agreement referred to in paragraph (3)(b), specify the International Searching Authority or Authorities competent for the searching of international applications filed with such Office. |
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| 3. |
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Article 17
Procedure before the International Searching Authority
| 1. |
Procedure before the International Searching Authority shall be governed by the provisions of this Treaty, the Regulations, and the agreement which the International Bureau shall conclude, subject to this Treaty and the Regulations, with the said Authority. |
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| 2. |
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| 3. |
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Article 18
The international search report
| 1. |
The international search report shall be established within the prescribed time limit and in the prescribed form. |
| 2. |
The international search report shall, as soon as it has been established, be transmitted by the International Searching Authority to the applicant and the International Bureau. |
| 3. |
The international search report or the declaration referred to in Article 17(2)(a) shall be translated as provided in the Regulations. The translations shall be prepared by or under the responsibility of the International Bureau. |
Article 19
Amendment of the claims before the International Bureau
| 1. |
The applicant shall, after having received the international search report, be entitled to one opportunity to amend the claims of the international application by filing amendments with the International Bureau within the prescribed time limit. He may, at the same time, file a brief statement, as provided in the Regulations, explaining the amendments and indicating any impact that such amendments might have on the description and the drawings. |
| 2. |
The amendments shall not go beyond the disclosure in the international application as filed. |
| 3. |
If the national law of any designated State permits amend ments to go beyond the said disclosure, failure to comply with paragraph (2) shall have no consequence in that State. |
Article 20
Communication to designated Offices
| 1. |
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| 2. |
If the claims have been amended by virtue of Article 19(1), the communication shall either contain the full text of the claims both as filed and as amended or shall contain the full text of the claims as filed and specify the amendments, and shall include the statement, if any, referred to in Article 19(1). |
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| 3. |
At the request of the designated Office or the applicant, the International Searching Authority shall send to the said Office or the applicant, respectively, copies of the documents cited in the international search report, as provided in the Regulations. |
Article 21
International publication
| 1. |
The International Bureau shall publish international applications. |
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| 2. |
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| 3. |
The international search report or the declaration referred to in Article 17(2)(a) shall be published as prescribed in the Regulations. |
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| 4. |
The language and form of the international publication and other details are governed by the Regulations. |
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| 5. |
There shall be no international publication if the international application is withdrawn or is considered withdrawn before the technical preparations for publication have been completed. |
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| 6. |
If the international application contains expressions or drawings which, in the opinion of the International Bureau, are contrary to morality or public order, or if, in its opinion, the international application contains disparaging statements as defined in the Regulations, it may omit such expressions, drawings, and statements, from its publications, indicating the place and number of words or drawings omitted, and furnishing, upon request, individual copies of the passages omitted. |
Article 22
Copy, translation, and fee, to designated Offices
| 1. |
The applicant shall furnish a copy of the international application (unless the communication provided for in Article 20 has already taken place) and a translation thereof (as prescribed), and pay the national fee (if any), to each designated Office not later than at the expiration of 30 months from the priority date. Where the national law of the designated State requires the indication of the name of and other prescribed data concerning the inventor but allows that these indications be furnished at a time later than that of the filing of a national application, the applicant shall, unless they were contained in the request, furnish the said indications to the national Office of or acting for the State not later than at the expiration of 30 months from the priority date.[1] |
| 2. |
Where the International Searching Authority makes a declaration, under Article 17(2)(a), that no international search report will be established, the time limit for performing the acts referred to in paragraph (1) of this Article shall be the same as that provided for in paragraph (1). |
| 3. |
Any national law may, for performing the acts referred to in paragraphs (1) or (2), fix time limits which expire later than the time limit provided for in those paragraphs. |
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The 30-month time limit, as in force from April 1, 2002, does not apply in respect of any designated Office which has notified the International Bureau of incompatibility with the National Law applied by that Office. The 20-month time limit, as in force until March 31, 2002, continues to apply after that date in respect of any such designated Office for as long as Article 22(1), as modified, continues not to be compatible with the applicable national law. Notifications concerning any such incompatibility and any withdrawals of such notifications are published in the Gazette |
Article 24
Possible loss of effect in designated States
| 1. |
Subject, in case (ii) below, to the provisions of Article 25, the effect of the international application provided for in Article 11(3) shall cease in any designated State with the same consequences as the withdrawal of any national application in that State:
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| 2. |
Notwithstanding the provisions of paragraph (1), any designated Office may maintain the effect provided for in Article 11(3) even where such effect is not required to be maintained by virtue of Article 25(2). |
Article 25
Review by designated Offices
| 1. |
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| 2. |
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Article 26
Opportunity to correct before designated Offices
No designated Office shall reject an international application on the grounds of non-compliance with the requirements of this Treaty and the Regulations without first giving the applicant the opportunity to correct the said application to the extent and according to the procedure provided by the national law for the same or comparable situations in respect of national applications.
Article 27
National requirements
| 1. |
No national law shall require compliance with requirements relating to the form or contents of the international application different from or additional to those which are provided for in this Treaty and the Regulations. |
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| 2. |
The provisions of paragraph (1) neither affect the application of the provisions of Article 7(2) nor preclude any national law from requiring, once the processing of the international application has started in the designated Office, the furnishing:
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| 3. |
Where the applicant, for the purposes of any designated State, is not qualified according to the national law of that State to file a national application because he is not the inventor, the international application may be rejected by the designated Office. |
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| 4. |
Where the national law provides, in respect of the form or contents of national applications, for requirements which, from the view point of applicants, are more favorable than the requirements provided for by this Treaty and the Regulations in respect of international applications, the national Office, the courts and any other competent organs of or acting for the designated State may apply the former requirements, instead of the latter requirements, to international applications, except where the applicant insists that the requirements provided for by this Treaty and the Regulations be applied to his international application. |
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| 5. |
Nothing in this Treaty and the Regulations is intended to be construed as prescribing anything that would limit the freedom of each Contracting State to prescribe such substantive conditions of patentability as it desires. In particular, any provision in this Treaty and the Regulations concerning the definition of prior art is exclusively for the purposes of the international procedure and, consequently, any Contracting State is free to apply, when determining the patentability of an invention claimed in an international application, the criteria of its national law in respect of prior art and other conditions of patentability not constituting requirements as to the form and contents of applications. |
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| 6. |
The national law may require that the applicant furnish evidence in respect of any substantive condition of patentability prescribed by such law. |
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| 7. |
Any receiving Office or, once the processing of the international application has started in the designated Office, that Office may apply the national law as far as it relates to any requirement that the applicant be represented by an agent having the right to represent applicants before the said Office andaor that the applicant have an address in the designated State for the purpose of receiving notifications. |
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| 8. |
Nothing in this Treaty and the Regulations is intended to be construed as limiting the freedom of any Contracting State to apply measures deemed necessary for the preservation of its national security or to limit, for the protection of the general economic interests of that State, the right of its own residents or nationals to file international applications. |
Article 28
Amendment of the claims, the description, and the drawings, before designated Offices
| 1. |
The applicant shall be given the opportunity to amend the claims, the description, and the drawings, before each designated Office within the prescribed time limit. No designated Office shall grant a patent, or refuse the grant of a patent, before such time limit has expired except with the express consent of the applicant. |
| 2. |
The amendments shall not go beyond the disclosure in the international application as filed unless the national law of the designated State permits them to go beyond the said disclosure. |
| 3. |
The amendments shall be in accordance with the national law of the designated State in all respects not provided for in this Treaty and the Regulations. |
| 4. |
Where the designated Office requires a translation of the international application, the amendments shall be in the language of the translation. |
Article 29
Effects of the international publication
| 1. |
As far as the protection of any rights of the applicant in a designated State is concerned, the effects, in that State, of the international publication of an international application shall, subject to the provisions of paragraph (2) to paragraph (4), be the same as those which the national law of the designated State provides for the compulsory national publication of unexamined national applications as such. |
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| 2. |
If the language in which the international publication has been effected is different from the language in which publications under the national law are effected in the designated State, the said national law may provide that the effects provided for in paragraph (1) shall be applicable only from such time as:
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| 3. |
The national law of any designated State may provide that, where the international publication has been effected, on the request of the applicant, before the expiration of 18 months from the priority date, the effects provided for in paragraph (1) shall be applicable only from the expiration of 18 months from the priority date. |
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The national law of any designated State may provide that the effects provided for in paragraph (1) shall be applicable only from the date on which a copy of the international application as published under Article 21 has been received in the national Office of or acting for such State. The said Office shall publish the date of receipt in its gazette as soon as possible. |
Article 30
Confidential nature of the international application
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| 3. |
The provisions of paragraph (2)(a) shall apply to any receiving Office except as far as transmittals provided for under Article 12(1) are concerned. |
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For the purposes of this Article, the term "access" covers any means by which third parties may acquire cognizance, including individual communication and general publication, provided, however, that no national Office shall generally publish an international application or its translation before the international publication or, if international publication has not taken place by the expiration of 20 months from the priority date, before the expiration of 20 months from the said priority date. |
Chapter II - International preliminary examination
Article 31
Demand for international preliminary examination
| 1. |
On the demand of the applicant, his international application shall be the subject of an international preliminary examination as provided in the following provisions and the Regulations. |
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| 2. |
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| 3. |
The demand for international preliminary examination shall be made separately from the international application. The demand shall contain the prescribed particulars and shall be in the prescribed language and form. |
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| 4. |
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| 5. |
The demand shall be subject to the payment of the prescribed fees within the prescribed time limit. |
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| 6. |
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| 7. |
Each elected Office shall be notified of its election. |
Article 32
The International Preliminary Examining Authority
| 1. |
International preliminary examination shall be carried out by the International Preliminary Examining Authority. |
| 2. |
In the case of demands referred to in Article 31(2)(a), the receiving Office, and, in the case of demands referred to in Article 31(2)(b), the Assembly, shall, in accordance with the applicable agreement between the interested International Preliminary Examining Authority or Authorities and the International Bureau, specify the International Preliminary Examining Authority or Authorities competent for the preliminary examination. |
| 3. |
The provisions of Article 16(3) shall apply, mutatis mutandis, in respect of International Preliminary Examining Authorities. |
Article 33
The international preliminary examination
| 1. |
The objective of the international preliminary examination is to formulate a preliminary and non-binding opinion on the questions whether the claimed invention appears to be novel, to involve an inventive step (to be non-obvious), and to be industrially applicable. |
| 2. |
For the purposes of the international preliminary examination, a claimed invention shall be considered novel if it is not anticipated by the prior art as defined in the Regulations. |
| 3. |
For the purposes of the international preliminary examination, a claimed invention shall be considered to involve an inventive step if, having regard to the prior art as defined in the Regulations, it is not, at the prescribed relevant date, obvious to a person skilled in the art. |
| 4. |
For the purposes of the international preliminary examination, a claimed invention shall be considered industrially applicable if, according to its nature, it can be made or used (in the technological sense) in any kind of industry. "Industry" shall be understood in its broadest sense, as in the Paris Convention for the Protection of Industrial Property. |
| 5. |
The criteria described above merely serve the purposes of international preliminary examination. Any Contracting State may apply additional or different criteria for the purpose of deciding whether, in that State, the claimed invention is patentable or not. |
| 6. |
The international preliminary examination shall take into consideration all the documents cited in the international search report. It may take into consideration any additional documents considered to be relevant in the particular case. |
Article 34
Procedure before the International Preliminary Examining Authority
| 1. |
Procedure before the International Preliminary Examining Authority shall be governed by the provisions of this Treaty, the Regulations, and the agreement which the International Bureau shall conclude, subject to this Treaty and the Regulations, with the said Au thority. |
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Article 35
The international preliminary examination report
| 1. |
The international preliminary examination report shall be established within the prescribed time limit and in the prescribed form. |
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| 2. |
The international preliminary examination report shall not contain any statement on the question whether the claimed invention is or seems to be patentable or unpatentable according to any national law. It shall state, subject to the provisions of paragraph (3), in relation to each claim, whether the claim appears to satisfy the criteria of novelty, inventive step (non-obviousness), and industrial applicability, as defined for the purposes of the international preliminary examination in Article 33(1) to Article 33(4). The statement shall be accompanied by the citation of the documents believed to support the stated conclusion with such explanations as the circumstances of the case may require. The statement shall also be accompanied by such other observations as the Regulations provide for. |
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| 3. |
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Article 36
Transmittal, translation, and communication, of the international preliminary examination report
| 1. |
The international preliminary examination report, together with the prescribed annexes, shall be transmitted to the applicant and to the International Bureau. |
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| 2. |
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| 4. |
The provisions of Article 20(3) shall apply, mutatis mutandis, to copies of any document which is cited in the international preliminary examination report and which was not cited in the international search report. |
Article 37
Withdrawal of demand or election
| 1. |
The applicant may withdraw any or all elections. |
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| 2. |
If the election of all elected States is withdrawn, the demand shall be considered withdrawn. |
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Article 38
Confidential nature of the international preliminary examination
| 1. |
Neither the International Bureau nor the International Preliminary Examining Authority shall, unless requested or authorized by the applicant, allow access within the meaning, and with the proviso, of Article 30(4) to the file of the international preliminary examination by any person or authority at any time, except by the elected Offices once the international preliminary examination report has been established. |
| 2. |
Subject to the provisions of paragraph (1) and Article 36(1) and Article 36(3) and Article 37(3)(b), neither the International Bureau nor the International Preliminary Examining Authority shall, unless requested or authorized by the applicant, give information on the issuance or non issuance of an international preliminary examination report and on the withdrawal or nonwithdrawal of the demand or of any election. |
Article 39
Copy, translation, and fee, to elected offices
| 1. |
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| 2. |
The effect provided for in Article 11(3) shall cease in the elected State with the same consequences as the withdrawal of any national application in that State if the applicant fails to perform the acts referred to in paragraph (1)(a) within the time limit applicable under paragraph (1)(a) or paragraph (1)(b). |
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| 3. |
Any elected Office may maintain the effect provided for in Article 11(3) even where the applicant does not comply with the requirements provided for in paragraph (1)(a) or paragraph (1)(b). |
Article 40
Delaying of national examination and other processing
| 1. |
If the election of any Contracting State has been effected prior to the expiration of the 19th month from the priority date, the provisions of Article 23 shall not apply to such State and the national Office of or acting for that State shall not proceed, subject to the provisions of paragraph (2), to the examination and other processing of the international application prior to the expiration of the applicable time limit under Article 39. |
| 2. |
Notwithstanding the provisions of paragraph (1), any elected Office may, on the express request of the applicant, proceed to the examination and other processing of the international application at any time. |
Article 41
Amendment of the claims, the description, and the drawings, before elected offices
| 1. |
The applicant shall be given the opportunity to amend the claims, the description, and the drawings, before each elected Office within the prescribed time limit. No elected Office shall grant a patent, or refuse the grant of a patent, before such time limit has expired, except with the express consent of the applicant. |
| 2. |
The amendments shall not go beyond the disclosure in the international application as filed, unless the national law of the elected State permits them to go beyond the said disclosure. |
| 3. |
The amendments shall be in accordance with the national law of the elected State in all respects not provided for in this Treaty and the Regulations. |
| 4. |
Where an elected Office requires a translation of the international application, the amendments shall be in the language of the translation. |
Article 42
Results of national examination in elected offices
No elected Office receiving the international preliminary examination report may require that the applicant furnish copies, or information on the contents, of any papers connected with the examination relating to the same international application in any other elected Office.
Chapter III - Common provisions
Article 43
Seeking certain kinds of protection
In respect of any designated or elected State whose law provides for the grant of inventors' certificates, utility certificates, utility models, patents or certificates of addition, inventors' certificates of addition, or utility certificates of addition, the applicant may indicate, as prescribed in the Regulations, that his international application is for the grant, as far as that State is concerned, of an inventor's certificate, a utility certificate, or a utility model, rather than a patent, or that it is for the grant of a patent or certificate of addition, an inventor's certificate of addition, or a utility certificate of addition, and the ensuing effect shall be governed by the applicant's choice. For the purposes of this Article and any Rule thereunder, Article 2(ii) shall not apply.
Article 44
Seeking two kinds of protection
In respect of any designated or elected State whose law permits an application, while being for the grant of a patent or one of the other kinds of protection referred to in Article 43, to be also for the grant of another of the said kinds of protection, the applicant may indicate, as prescribed in the Regulations, the two kinds of protection he is seeking, and the ensuing effect shall be governed by the applicant's indications. For the purposes of this Article, Article 2(ii) shall not apply.
Article 45
Regional patent treaties
| 1. |
Any treaty providing for the grant of regional patents ("regional patent treaty"), and giving to all persons who, according to Article 9, are entitled to file international applications the right to file applications for such patents, may provide that international applications designating or electing a State party to both the regional patent treaty and the present Treaty may be filed as applications for such patents. |
| 2. |
The national law of the said designated or elected State may provide that any designation or election of such State in the international application shall have the effect of an indication of the wish to obtain a regional patent under the regional patent treaty. |
Article 46
Incorrect translation of the international application
If, because of an incorrect translation of the international application, the scope of any patent granted on that application exceeds the scope of the international application in its original language, the competent authorities of the Contracting State concerned may accordingly and retroactively limit the scope of the patent, and declare it null and void to the extent that its scope has exceeded the scope of the international application in its original language.
Article 47
Time limits
| 1. |
The details for computing time limits referred to in this Treaty are governed by the Regulations. |
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Article 48
Delay in meeting certain time limits
| 1. |
Where any time limit fixed in this Treaty or the Regulations is not met because of interruption in the mail service or unavoidable loss or delay in the mail, the time limit shall be deemed to be met in the cases and subject to the proof and other conditions prescribed in the Regulations. |
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Article 49
Right to practice before international authorities
Any attorney, patent agent, or other person, having the right to practice before the national Office with which the international application was filed, shall be entitled to practice before the International Bureau and the competent International Searching Authority and competent International Preliminary Examining Authority in respect of that application.
Chapter IV - Technical services
Article 50
Patent information services
| 1. |
The International Bureau may furnish services by providing technical and any other pertinent information available to it on the basis of published documents, primarily patents and published applications (referred to in this Article as "the information services"). |
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| 2. |
The International Bureau may provide these information ser vices either directly or through one or more International Searching Authorities or other national or international specialized institutions, with which the International Bureau may reach agreement. |
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| 3. |
The information services shall be operated in a way particularly facilitating the acquisition by Contracting States which are developing countries of technical knowledge and technology, including available published know-how. |
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| 4. |
The information services shall be available to Governments of Contracting States and their nationals and residents. The Assembly may decide to make these services available also to others. |
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| 5. |
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| 6. |
The details concerning the implementation of the provisions of this Article shall be governed by decisions of the Assembly and, within the limits to be fixed by the Assembly, such working groups as the Assembly may set up for that purpose. |
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| 7. |
The Assembly shall, when it considers it necessary, recommend methods of providing financing supplementary to those referred to in paragraph (5). |
Article 51
Technical assistance
| 1. |
The Assembly shall establish a Committee for Technical Assistance (referred to in this Article as "the Committee"). |
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| 4. |
The International Bureau shall seek to enter into agreements, on the one hand, with international financing organizations and intergovernmental organizations, particularly the United Nations, the agencies of the United Nations, and the Specialized Agencies connected with the United Nations concerned with technical assistance, and, on the other hand, with the Governments of the States receiving the technical assistance, for the financing of projects pursuant to this Article. |
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| 5. |
The details concerning the implementation of the provisions of this Article shall be governed by decisions of the Assembly and, within the limits to be fixed by the Assembly, such working groups as the Assembly may set up for that purpose. |
Article 52
Relations with other provisions of the treaty
Nothing in this Chapter shall affect the financial provisions contained in any other Chapter of this Treaty. Such provisions are not applicable to the present Chapter or to its implementation.
Chapter V - Administrative provisions
Article 53
Assembly
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A delegate may represent, and vote in the name of, one State only. |
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Each Contracting State shall have one vote. |
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| 7. |
In connection with matters of exclusive interest to States bound by Chapter II, any reference to Contracting States in paragraph (4), paragraph (5), and paragraph (6), shall be considered as applying only to States bound by Chapter II. |
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| 8. |
Any intergovernmental organization appointed as International Searching or Preliminary Examining Authority shall be admitted as observer to the Assembly. |
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| 9. |
When the number of Contracting States exceeds forty, the Assembly shall establish an Executive Committee. Any reference to the Executive Committee in this Treaty and the Regulations shall be construed as references to such Committee once it has been established. |
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| 10. |
Until the Executive Committee has been established, the Assembly shall approve, within the limits of the program and triennial budget, the annual programs and budgets prepared by the Director General.[2] |
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| 11. |
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| 12. |
The Assembly shall adopt its own rules of procedure. |
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Since 1980, the budget of the Union is biennial. |
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Since 1980, the program and budget of the Union have been biennial. |
Article 54
Executive Committee
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When the Assembly has established an Executive Committee, that Committee shall be subject to the provisions set forth hereinafter. |
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The number of States members of the Executive Committee shall correspond to one-fourth of the number of States members of the Assembly. In establishing the number of seats to be filled, remainders after division by four shall be disregarded. |
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| 4. |
In electing the members of the Executive Committee, the Assembly shall have due regard to an equitable geographical distribution. |
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| 9. |
Contracting States not members of the Executive Committee shall be admitted to its meetings as observers, as well as any intergovernmental organization appointed as International Searching or Preliminary Examining Authority. |
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| 10. |
The Executive Committee shall adopt its own rules of procedure. |
Article 55
International Bureau
| 1. |
Administrative tasks concerning the Union shall be performed by the International Bureau. |
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| 2. |
The International Bureau shall provide the secretariat of the various organs of the Union. |
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| 3. |
The Director General shall be the chief executive of the Union and shall represent the Union. |
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| 4. |
The International Bureau shall publish a Gazette and other publications provided for by the Regulations or required by the Assembly. |
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| 5. |
The Regulations shall specify the services that national Offices shall perform in order to assist the International Bureau and the International Searching and Preliminary Examining Authorities in carrying out their tasks under this Treaty. |
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| 6. |
The Director General and any staff member designated by him shall participate, without the right to vote, in all meetings of the Assembly, the Executive Committee and any other committee or working group established under this Treaty or the Regulations. The Director General, or a staff member designated by him, shall be ex officio secretary of these bodies. |
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| 7. |
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| 8. |
The International Bureau shall carry out any other tasks assigned to it. |
Article 56
Committee for Technical Cooperation
| 1. |
The Assembly shall establish a Committee for Technical Cooperation (referred to in this Article as "the Committee"). |
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| 3. |
The aim of the Committee shall be to contribute, by advice and recommendations:
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| 4. |
Any Contracting State and any interested international organization may approach the Committee in writing on questions which fall within the competence of the Committee. |
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The Committee may address its advice and recommendations to the Director General or, through him, to the Assembly, the Executive Committee, all or some of the International Searching and Preliminary Examining Authorities, and all or some of the receiving Offices. |
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| 7. |
Until the Executive Committee has been established, references in paragraph (6) to the Executive Committee shall be construed as references to the Assembly. |
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| 8. |
The details of the procedure of the Committee shall be governed by the decisions of the Assembly. |
Article 57
Finances
| 1. |
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| 2. |
The budget of the Union shall be established with due regard to the requirements of coordination with the budgets of the other Unions administered by the Organization. |
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| 3. |
Subject to the provisions of paragraph (5), the budget of the Union shall be financed from the following sources:
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| 4. |
The amounts of fees and charges due to the International Bureau and the prices of its publications shall be so fixed that they should, under normal circumstances, be sufficient to cover all the expenses of the International Bureau connected with the administration of this Treaty. |
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| 5. |
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| 6. |
If the budget is not adopted before the beginning of a new financial period, it shall be at the same level as the budget of the previous year, as provided in the financial regulations. |
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| 7. |
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| 8. |
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| 9. |
The auditing of the accounts shall be effected by one or more of the Contracting States or by external auditors, as provided in the financial regulations. They shall be designated, with their agreement, by the Assembly. |
Article 58
Regulations
| 1. |
The Regulations annexed to this Treaty provide Rules:
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| 4. |
The Regulations provide for the establishment, under the control of the Assembly, of Administrative Instructions by the Director General. |
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| 5. |
In the case of conflict between the provisions of the Treaty and those of the Regulations, the provisions of the Treaty shall prevail. |
Chapter VI - Disputes
Article 59
Disputes
Subject to Article 64(5), any dispute between two or more Contracting States concerning the interpretation or application of this Treaty or the Regulations, not settled by negotiation, may, by any one of the States concerned, be brought before the International Court of Justice by application in conformity with the Statute of the Court, unless the States concerned agree on some other method of settlement. The Contracting State bringing the dispute before the Court shall inform the International Bureau; the International Bureau shall bring the matter to the attention of the other Contracting States.
Chapter VII - Revision and amendment
Article 60
Revision of the Treaty
| 1. |
This Treaty may be revised from time to time by a special conference of the Contracting States. |
| 2. |
The convocation of any revision conference shall be decided by the Assembly. |
| 3. |
Any intergovernmental organization appointed as International Searching or Preliminary Examining Authority shall be admitted as observer to any revision conference. |
| 4. |
Articles 53(5), (9) and (11), 54, 55(4) to (8), 56, and 57, may be amended either by a revision conference or according to the provisions of Article 61. |
Article 61
Amendment of certain provisions of the Treaty
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Chapter VIII - Final provisions
Article 62
Becoming party to the Treaty
| 1. |
Any State member of the International Union for the Protection of Industrial Property may become party to this Treaty by:
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| 2. |
Instruments of ratification or accession shall be deposited the Director General. |
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| 3. |
The provisions of Article 24 of the Stockholm Act of the Paris Convention for the Protection of Industrial Property shall apply to this Treaty. |
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| 4. |
Paragraph (3) shall in no way be understood as implying the recognition or tacit acceptance by a Contracting State of the factual situation concerning a territory to which this Treaty is made applicable by another Contracting State by virtue of the said paragraph. |
Article 63
Entry into force of the Treaty
| 1. |
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| 2. |
Subject to the provisions of paragraph (3), any State which does not become party to this Treaty upon entry into force under paragraph (1) shall become bound by this Treaty three months after the date on which such State has deposited its instrument of ratification or accession. |
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| 3. |
The provisions of Chapter II and the corresponding provisions of the Regulations annexed to this Treaty shall become applicable, however, only on the date on which three States each of which fulfill at least one of the three requirements specified in paragraph (1) become party to this Treaty without declaring, as provided in Article 64(1), that they do not intend to be bound by the provisions of Chapter II. That date shall not, however, be prior to that of the initial entry into force under paragraph (1). |
Article 64
Reservations[1]
| 1. |
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| 2. |
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| 4. |
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| 5. |
Each State may declare that it does not consider itself bound by Article 59. With regard to any dispute between any Contracting State having made such a declaration and any other Contracting State, the provisions of Article 59 shall not apply. |
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| 6. |
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| 7. |
No reservations to this Treaty other than the reservations under paragraph (1) to paragraph (5) are permitted. |
| [1] |
Information received by the International Bureau concerning reservations made under Article 64(1) to (5) is published in the Gazette and on the WIPO website at: www.wipo.int/pct/en/texts/reservations/res_incomp.pdf. |
Article 65
Gradual application
| 1. |
If the agreement with any International Searching or Preliminary Examining Authority provides, transitionally, for limits on the number or kind of international applications that such Authority undertakes to process, the Assembly shall adopt the measures necessary for the gradual application of this Treaty and the Regulations in respect of given categories of international applications. This provision shall also apply to requests for an international-type search under Article 15(5). |
| 2. |
The Assembly shall fix the dates from which, subject to the provision of paragraph (1), international applications may be filed and demands for international preliminary examination may be submitted. Such dates shall not be later than six months after this Treaty has entered into force according to the provisions of Article 63(1), or after Chapter II has become applicable under Article 63(3), respectively. |
Article 66
Denunciation
| 1. |
Any Contracting State may denounce this Treaty by notification addressed to the Director General. |
| 2. |
Denunciation shall take effect six months after receipt of the said notification by the Director General. It shall not affect the effects of the international application in the denouncing State if the international application was filed, and, where the denouncing State has been elected, the election was made, prior to the expiration of the said six-month period. |
Article 67
Signature and languages
| 1. |
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| 2. |
This Treaty shall remain open for signature at Washington until December 31, 1970. |
Article 68
Depositary functions
| 1. |
The original of this Treaty, when no longer open for signature, shall be deposited with the Director General. |
| 2. |
The Director General shall transmit two copies, certified by him, of this Treaty and the Regulations annexed hereto to the Governments of all States party to the Paris Convention for the Protection Industrial Property and, on request, to the Government of any other State. |
| 3. |
The Director General shall register this Treaty with the Secretariat of the United Nations. |
| 4. |
The Director General shall transmit two copies, certified by him, of any amendment to this Treaty and the Regulations to the Governments of all Contracting States and, on request, to the Government of any other State. |
Article 69
Notifications
The Director General shall notify the Governments of all States party to the Paris Convention for the Protection of Industrial Property of:
| i. |
signatures under Article 62, |
| ii. |
deposits of instruments of ratification or accession under Article 62, |
| iii. |
the date of entry into force of this Treaty and the date from which Chapter II is applicable in accordance with Article 63(3), |
| iv. |
any declarations made under Article 64(1) to Article 64(5), |
| v. |
withdrawals of any declarations made under Article 64(6)(b), |
| vi. |
denunciations received under Article 66, and |
| vii. |
any declarations made under Article 31(4). |
Ratifications as of May 2016
Number of ratifications: 148
Albania, Algeria, Angola, Antigua and Barbuda, Armenia, Australia, Austria, Azerbaijan, Bahrain, Barbados, Belarus, Belgium, Belize, Benin, Bosnia and Herzegovina, Botswana, Brazil, Brunei Darussalam, Bulgaria, Burkina Faso, Cameroon, Canada, Central African Republic, Chad, Chile, China, Colombia, Comoros, Congo, Costa Rica, Côte d'Ivoire, Croatia, Cuba, Cyprus, Czech Republic, Denmark, Dominica, Dominican Republic, Ecuador, Egypt, El Salvador, Equatorial Guinea, Estonia, Finland, France, Gabon, Gambia, Georgia, Germany, Ghana, Greece, Grenada, Guatemala, Guinea, Guinea-Bissau, Honduras, Hungary, Iceland, India, Indonesia, Iran, Ireland, Israel, Italy, Japan, Kazakhstan, Kenya, Korea (Democratic People's Republic), Korea (Republic of), Kyrgyzstan, Laos, Latvia, Lesotho, Liberia, Libya, Liechtenstein, Lithuania, Luxembourg, Macedonia, Madagascar, Malawi, Malaysia, Mali, Malta, Mauritania, Mexico, Moldova, Monaco, Mongolia, Montenegro, Morocco, Mozambique, Namibia, Netherlands, New Zealand, Nicaragua, Niger, Nigeria, Norway, Oman, Panama, Papua New Guinea, Peru, Philippines, Poland, Portugal, Qatar, Romania, Russia, Rwanda, St. Kitts and Nevis, St. Lucia, St. Vincent and the Grenadines, San Marino, Sao Tome and Principe, Saudi Arabia, Senegal, Serbia, Seychelles, Sierra Leone, Singapore, Slovakia, Slovenia, South Africa, Spain, Sri Lanka, Sudan, Swaziland, Sweden, Switzerland, Syria, Tajikistan, Tanzania, Thailand, Togo, Trinidad and Tobago, Tunisia, Turkey, Turkmenistan, Uganda, Ukraine, United Arab Emirates, United Kingdom, United States of America, Uzbekistan, Viet Nam, Zambia, Zimbabwe
| [*] |
As amended 1979-09-28, in force 1984-05-03; and as modified 1984-02-03 and 2001-10-03. |